Position. Senior Financial Compliance Analyst. Job Description. What You'll Be Doing. Become the liaison.. Maintain current awareness and documentation of SOX compliance rules and regulations. Filing of..
Fluent in English, especially in writtenWilling to travel to Mainland 1 2 times per monthIndependent and ProactiveResponsibilities Maintain the Company Safety Management System Per..
ResponsibilitiesResponsible for warehouse RACSF operation procedures and documentation Perform daily RACSF and safety SOP procedures Handle RACSF documents & Monitor warehouse oper..
The Regional Planning function provide shared service support to both Compliance Office for Asia and Financial Crimes Office for Asia of MUFG Bank. The team's key mandates are to provide..
Senior Audit Manager. Audit Manager (Compliance). Banking Audit. (Job ID 4198) Responsibilities.. financial services with strong technical knowledge on compliance and AML CFT, and specific job title..
Key Responsibilities. Design, implement, and oversee a comprehensive compliance monitoring program.. 7 years of proven experience in investment compliance, ideally within a buy side, multi manager..
Senior Compliance Manager Eclipse Trading is one of Asia's leading proprietary trading firms. Founded in.. We are seeking an experienced Senior Compliance Manager to oversee and manage the day to day operations..
Duties & Responsibilities Oversee the compliance requirements for the company as defined by SFC.. Advise on regulatory requirements and ensure timely escalation of any compliance issues. Provide..
Surveys, Vendor List, and Product Programs. Work with key stakeholders, such as Compliance, Financial.. Prior experience in handling compliance assurance assessment of code of banking practice, banking..
Job Overview. Providing support to the General Counsel Office (legal, compliance and risk functions.. The candidate will play a crucial role in supporting the legal, compliance and risk teams by managing a..
As a Compliance Manager , you will be responsible for the following. Work closely with Subject Matter Experts to manage new and existing compliance policy drafting Consolidate feedbacks from..
For this role, you are expected to have a minimum of 6 years of compliance experience and be currently.. review business activities and new initiatives to ensure compliance with regulatory requirements Keep..
Responsibilities. Ensure investment compliance primarily with the use of the trading system Code.. Handle SFC applications, regulatory and general compliance matters for example employees' personal..
VP. Associate Director, AML Compliance. Equities. Securities Team Lead, Trade Surveillance & AML.. Design compliance surveillance. monitoring programs and conduct compliance AML monitoring and reviews on..
Services and business propositions Participate and assist in regulatory compliance related projects.. enhancement Review policies and procedures, compliance manuals etc. in accordance with the relevant laws..
About the Role Support the Associate Director, Corporate Compliance and work independently to ensure.. Data Privacy (act as Data Privacy Specialist). Data Security (Compliance perspective). Code of Conduct..
Responsibilities. General Compliance. Assist in handling product compliance matters, including preparing.. Conduct gap analysis on regulatory updates assigned by the Head of Compliance. AML KYC Onboarding and..
Our corporate culture also emphasizes compliance, risk awareness, integrity, execution and performance.. Job Responsibilities. Report to the Head of Compliance Perform pre post trade investment monitoring..
Responsibilities. Design and deliver compliance assurance, monitoring and testing reviews across APAC.. Requirements. Not less than 7 years' of experience in compliance assurance. compliance monitoring and..
Requirements. At least 8 years' experience in retail approval and risk compliance requirements Degree holder in business related disciplines Excellent communication and people management skills..
About the team Financial Crime Compliance Section consists of the AML & Sanction Advisory Team, KYC.. Ensure the implementation and maintenance of a robust sanctions compliance program. Ensure the..
Efficiency and control to frame and influence business decisions. We are currently seeking a high calibre professional to join our team as a Senior Assessor. Calculation Compliance. Principal..
This includes acts as business approver to Impact Assessment of all regulatory changes cascaded from Compliance in Regulatory Change Management module in Citi Risk and Control System..
Associate. Tax ComplianceOur client, a well established Offshore Fund Services Provider, is looking to hire an Associate for the Tax Compliance to provide a full suite of FATCA and CRS services..
Job Summary As a Vice President of the Private Bank Compliance team in Hong Kong, you will be working.. The Compliance team performs independent second line risk assessments, implements the compliance..
JOB RESPONSIBILITESResponsible to ensure due compliance with the legal and regulatory requirements to.. Advise internal stakeholders on compliance related matters and offer practicable solutionsDevelop and..