Design compliance surveillance. monitoring programs and conduct compliance AML monitoring and reviews on products and business units under the VP's responsibility area. Handle ad hoc..
Report to General Counsel of Micro Connect Group and assist GC to look after group compliance matters Help group manage risks and avoid lawsuits by ensuring business operations are performed in..
Key Responsibilities. Providing compliance advice to support the ongoing development of the wealth.. Minimum of 5 years of experience in Compliance in retail banking. virtual banking. private wealth..
Responsibilities. Provide guidance and support on compliance matters to ensure adherence to SFC.. Develop and implement compliance programs and procedures to mitigate risks and maintain a strong..
Lead and plan regular independent control assessments to evaluate compliance with applicable.. Regional IT Risk and Compliance (AVP VP LOD 2). Prominent Investment Bank in the subject header..
Required to have prior SFC regulatory working experiences. Very strong in wealth management product due diligence and compliance experiences. Fluent in Mandarin is a..
Main Responsibilities. Act as independent reviewer to conduct regular thematic compliance reviews on an.. Handle ad hoc Head Office requests and or reporting requirements (Compliance Review related..
VP. Compliance 2nd Level Control, Asia Pacific Permanent contract Hong Kong Compliance VP. Compliance.. Summary of the key purposes of the role Definition of an annual risk based Compliance control plan for..
Position OverviewThe VP, Compliance, Asia leads and manages various aspects of Asia Compliance within.. Working closely with the Chief of Compliance, leads and executes strategic Compliance initiatives within..
Business FunctionGroup Legal, Compliance & Secretariat ensures that the bank's interests are protected.. compliance. legal or audit department of a bank, insurer or authorized. licensed financial institution..
The team You will be joining the compliance team which consists of 60 poeple. Your direct report will be your team head and you will be managing a team of 5. Responsibilities Performing trade..
About the jobTo provide compliance advisory to global markets business, with a focus on FICC desk To.. Candidates with more experience would be considered for VP levelKnowledge in global markets business and..
Review and assess the risk in the Compliance area for the Company. Conduct compliance risk assessments.. Ensure compliance with the company's standard contracts and other corporate policies.Provide compliance..
Position. Senior Financial Compliance Analyst. Job Description. What You'll Be Doing. Become the liaison.. Maintain current awareness and documentation of SOX compliance rules and regulations. Filing of..
ResponsibilitiesResponsible for warehouse RACSF operation procedures and documentation Perform daily RACSF and safety SOP procedures Handle RACSF documents & Monitor warehouse oper..
Requirements Minimum 3 years of experience in regulatory compliance within financial services industry, ideally in handling regulatory relations and coordinating regulatory exams Bachelor degree..
PE Investment VP D. (Hong Kong or UK) Responsibilities. Manage day to day implementation of investment strategies and policies to achieve strategic return and meet risk objectives. Formulate..
Scope of Responsibility. Acquire full range of product knowledge and continuous updates Keep learning of global investment market, especially private banking sector Analyze high ne..
Senior Audit Manager. Audit Manager (Compliance). Banking Audit. (Job ID 4198) Responsibilities.. financial services with strong technical knowledge on compliance and AML CFT, and specific job title..
The Regional Planning function provide shared service support to both Compliance Office for Asia and Financial Crimes Office for Asia of MUFG Bank. The team's key mandates are to provide..
This inclusive employer is a member of myGwork. the largest global platform for the LGBTQ. business community. Opening date 19 Mar 2024 Closing date 02 Apr 2024 Job description Som..
Some careers have more impact than others. If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. Whether you want a care..
Associate. Tax ComplianceOur client, a well established Offshore Fund Services Provider, is looking to hire an Associate for the Tax Compliance to provide a full suite of FATCA and CRS services..
Demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering..
JOB RESPONSIBILITESResponsible to ensure due compliance with the legal and regulatory requirements to.. Advise internal stakeholders on compliance related matters and offer practicable solutionsDevelop and..
Job Family Group. Compliance and Control. Job Family Business Control. Time Type Full time. Citi is an equal opportunity and affirmative action employer.Qualified applicants will receive..