Design compliance surveillance. monitoring programs and conduct compliance AML monitoring and reviews on products and business units under the VP's responsibility area. Handle ad hoc..
Report to General Counsel of Micro Connect Group and assist GC to look after group compliance matters Help group manage risks and avoid lawsuits by ensuring business operations are performed in..
Key Responsibilities. Providing compliance advice to support the ongoing development of the wealth.. Minimum of 5 years of experience in Compliance in retail banking. virtual banking. private wealth..
Lead and plan regular independent control assessments to evaluate compliance with applicable.. Regional IT Risk and Compliance (AVP VP LOD 2). Prominent Investment Bank in the subject header..
Responsibilities. Provide guidance and support on compliance matters to ensure adherence to SFC.. Develop and implement compliance programs and procedures to mitigate risks and maintain a strong..
Required to have prior SFC regulatory working experiences. Very strong in wealth management product due diligence and compliance experiences. Fluent in Mandarin is a..
Serves as a function. business product compliance risk officer for Independent Compliance Risk.. Primary responsibilities include monitoring compliance risk behaviors and providing day to day..
Serves as a function. business product compliance risk officer for Independent Compliance Risk.. Primary responsibilities include monitoring compliance risk behaviors and providing day to day..
VP. Compliance 2nd Level Control, Asia Pacific Permanent contract Hong Kong Compliance VP. Compliance.. Summary of the key purposes of the role Definition of an annual risk based Compliance control plan for..
Main Responsibilities. Act as independent reviewer to conduct regular thematic compliance reviews on an.. Handle ad hoc Head Office requests and or reporting requirements (Compliance Review related..
Position OverviewThe VP, Compliance, Asia leads and manages various aspects of Asia Compliance within.. Working closely with the Chief of Compliance, leads and executes strategic Compliance initiatives within..
Responsibilities Reporting toernance & Controls Head of Institutional Banking Group, to ensure staff are in fullpliance with internal AML risk andpliance policies. standards, exter..
Responsibilities. Develop and implement electronic tradingpliance policies and procedures. Monitor electronic trading activities to ensurepliance with regulatory requirements. Work..
Responsibilities. Act as independent reviewer to conduct regular thematicpliance reviews on an on going basis and ensure adherence to Regulatory Head Office requirements and intern..
Business FunctionGroup Legal, Compliance & Secretariat ensures that the bank's interests are protected.. compliance. legal or audit department of a bank, insurer or authorized. licensed financial institution..
The team You will be joining the compliance team which consists of 60 poeple. Your direct report will be your team head and you will be managing a team of 5. Responsibilities Performing trade..
About the jobTo provide compliance advisory to global markets business, with a focus on FICC desk To.. Candidates with more experience would be considered for VP levelKnowledge in global markets business and..
We are seeking an exceptional Senior Scientific Officer & Head of Compliance (Laboratory) to oversee and.. As the Head of Compliance, you will play a critical role in maintaining the integrity of our laboratory..
Position. Senior Financial Compliance Analyst. Job Description. What You'll Be Doing. Become the liaison.. Maintain current awareness and documentation of SOX compliance rules and regulations. Filing of..
Fluent in English, especially in writtenWilling to travel to Mainland 1 2 times per monthIndependent and ProactiveResponsibilities Maintain the Company Safety Management System Per..
ResponsibilitiesResponsible for warehouse RACSF operation procedures and documentation Perform daily RACSF and safety SOP procedures Handle RACSF documents & Monitor warehouse oper..
The Regional Planning function provide shared service support to both Compliance Office for Asia and Financial Crimes Office for Asia of MUFG Bank. The team's key mandates are to provide..
Key Responsibilities. Design, implement, and oversee a comprehensive compliance monitoring program.. 7 years of proven experience in investment compliance, ideally within a buy side, multi manager..
Some careers grow faster than others. If you're looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential. W..
Associate. Tax ComplianceOur client, a well established Offshore Fund Services Provider, is looking to hire an Associate for the Tax Compliance to provide a full suite of FATCA and CRS services..
Job Summary As a Vice President of the Private Bank Compliance team in Hong Kong, you will be working.. The Compliance team performs independent second line risk assessments, implements the compliance..