VP. Associate Director, AML Compliance. Equities. Securities Team Lead, Trade Surveillance & AML.. regulations. and (iii) other regulations which may related to securities business activities (e.g..
Compliance Manager. Chinese Securities Responsibilities. Reporting to Head of Compliance Provide compliance advisory on FICC products within a Chinese security house or retail brokerage. Ensure..
Job Description. Responsible for the development and maintenance of fund product shelf for private wealth management clients. Develop and execute fund product strategies to boost p..
Risk Assessment and Measurement. Conduct risk assessments and measurements to evaluate the overall risk exposure of the securities company. This involves analyzing market trends, financial data..
Skills Required. Proven track record of delivering projects within the Securities Services space. Strong experience across any of the following areas. fund migration, client migration, client..
Extensive knowledge of securities brokerage, investment. wealth management related regulations and guidance Awareness around external regulatory, legal, political considerations and implications..
Our client is a leading Bank in Hong Kong. Responsibilities. Execute securities trade orders and provide.. Degree holder in Business Finance or related discipline Minimum 6 years of securities dealing experience..
Sound knowledge in rules and regulations administered by the SFC, market practices, financial products as well as securities business. Self motivated, able to work independently. Conversant with..
Main Responsibilities. Handle Securities Orders and customers enquiry in relation to Securities products.. Work as a relief trader of Securities Services and branch trading centres. Ensure the accuracy and..
Job Responsibilities Process Tri Party and bilateral collateral optimization, sourcing and exposure management Calculate collateral across business lines (IM, VM and securities financing) Ensure..
The Company A leading Bank in HK The Role Collaborate with business partners, technology groups, suppliers & customers to design best solutions for Asset Services Develop and docum..
Responsibilities. Pricing of vanilla and exotic equity derivative products on Asia Pacific and global equity underlings Manage trading book and risk exposure, have a good understan..
We are currently seeking a high calibre professional to join our team as an Audit Manager, Markets and Securities Services. Principal Responsibilities Lead sections of audits of Markets and..
To help them meet their biggest opportunities and face the world's toughest challenges.Shape your Career with CitiCiti's Securities Services (SS) supports our clients' business by drawing on the..
OVERVIEWOur client is a Foreign Private Equity Fund. They are looking for candidates to join as a Settlement Manager. JOB RESPONSIBILITIESManage and oversee all aspects of settleme..
Job Description Role SummaryAs a Systematic Trader, you'll manage the quantitative trading strategies and deliver a best in class trading platform for our systematic trading desks..
Institutional Securities Group, Central Risk AnalystJob Number 3248985Posting Date Mar 25, 2024Primary.. About the DivisionThe Morgan Stanley Institutional Securities Group operates globally in all major..
Responsibilities 1. Assist in marketing for OTC derivatives trade, Equity options, TRS, Auto callable structure products 2. Liaise with various internal department for new product ..
You'll be part of a supportive team where everyone. no matter what role. contributes ideas and drive outcomes.What role will you play?You will lead the Securities Lending team in Asia, focused..
Client Centre. Customer Service. Securities Trading to achieve the outcomes set out in the Bank's.. Client Centre. Securities Trading. Perform other responsibilities assigned under Group, Country..
Requirements Degree in Information Technology. puter Science or related disciplines Minimum 10 years' experience in Securities or Financial industries, including 3 years in a managerial role..
Law or related disciplines 10 15 years of legal andpliance experience in securities Strong knowledge and experience ofpliance framework design and implementation Strongmunication and..
years of experience in management role from securities operations Change management and strong digital transformation mindset Strong key stakeholder management, experienced in managing..
Morgan clients and functional partners Required qualifications, capabilities, and skills The successful candidate will ideally have worked in Securities Services or Treasury Services environment..
Global Securities Finance Quant Trader. AVP VPAgency Securities Finance (ASF), within Services, partners.. Our traders execute securities lending transactions for leading global institutional investors including..
Job Description Our client is looking a Compliance Manager with solid experience and understanding of OTC Derivatives, Type 11 regulatory regime and structured products to support ..