(Senior) Manager, Business Compliance (AML / Compliance, Private Banking)

Responsibilities

• Act as first line of defense to conduct AML / Financial Crime / Fraud risk related transaction monitoring and business review to ensure adherence to internal / external requirements, identify possible AML / Financial Crime / Fraud risks, prepare management report(s) and provide rmendations to mitigate relevant risks.
• Review KYC profiles, account opening / review documents.
• Conduct AML / Financial Crime / Fraud risk related periodic and ad hoc monitoring / transaction review.
• Work closely with business and second line of defense to implement regulatory and internal requirements on the private banking business.
• Conduct regular and ad hoc self-assessment, gap analysis, survey, independent review against various AML related internal and / or regulatory requirements. Rmend follow up action to close the gaps where applicable.
• Prepare regular (monthly / quarterly / annually) and ad hoc internal reporting to senior management, second line of defense.
• Assist to conduct training to promotepliance culture.
• Assist to investigate suspicious transaction.
• Work on regulatory reporting matters, internal / external review or audit including coordinate with other departments, prepare response and carry out the relevant enhancements.
• Provide staff training where required.
• Assist on other ad hoc tasks as assigned.

Requirements :

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Job ID 499684