Position. Senior Financial Compliance Analyst. Job Description. What You'll Be Doing. Become the liaison.. Maintain current awareness and documentation of SOX compliance rules and regulations. Filing of..
Fluent in English, especially in writtenWilling to travel to Mainland 1 2 times per monthIndependent and ProactiveResponsibilities Maintain the Company Safety Management System Per..
ResponsibilitiesResponsible for warehouse RACSF operation procedures and documentation Perform daily RACSF and safety SOP procedures Handle RACSF documents & Monitor warehouse oper..
Compliance, internal control or risk management or Bank's Audit is preferredGood communication skills. Fluent in English and able to understand and read (business) ChineseProactive and adaptable..
Key Responsibilities. Design, implement, and oversee a comprehensive compliance monitoring program.. 7 years of proven experience in investment compliance, ideally within a buy side, multi manager..
Job Overview. Providing support to the General Counsel Office (legal, compliance and risk functions.. The candidate will play a crucial role in supporting the legal, compliance and risk teams by managing a..
What is this role about? Assist in the process of. Reviewing contract and legal documents including coordinating and organizing comments, drafting, reviewing, translation, formatt..
Responsibilities. Oversee the compliance and legal requirements for the bank as defined by HKMA.. Bachelor's degree in a related discipline (Law preferable) Over 15 years of legal and compliance..
Surveys, Vendor List, and Product Programs. Work with key stakeholders, such as Compliance, Financial.. Prior experience in handling compliance assurance assessment of code of banking practice, banking..
For this role, you are expected to have a minimum of 6 years of compliance experience and be currently.. review business activities and new initiatives to ensure compliance with regulatory requirements Keep..
VP. Associate Director, AML Compliance. Equities. Securities Team Lead, Trade Surveillance & AML.. Design compliance surveillance. monitoring programs and conduct compliance AML monitoring and reviews on..
Degree or above 2. years working experience in banking and finance, at least 1 years in relevant private banking Compliance. Strong AML knowledge is an advantage. Independent, excellent..
Section Head and Senior Process Optimisation Manager. Corporate Risk & Compliance (Job ID 4033) Position Summary Reporting to the Department Head, you will be responsible to lead a team to drive..
AVP, Internal Audit (Compliance focus), Top Corporate Bank Job Description Your new company A top.. KYC due diligence, operations, financial products, regulatory compliance) for entities in Asia..
Our corporate culture also emphasizes compliance, risk awareness, integrity, execution and performance.. Job Responsibilities. Report to the Head of Compliance Perform pre post trade investment monitoring..
About the Role Support the Associate Director, Corporate Compliance and work independently to ensure.. Data Privacy (act as Data Privacy Specialist). Data Security (Compliance perspective). Code of Conduct..
Requirements. At least 8 years' experience in retail approval and risk compliance requirements Degree holder in business related disciplines Excellent communication and people management skills..
Compliance Manager. Chinese Securities Responsibilities. Reporting to Head of Compliance Provide.. Ensure adherence to regulatory requirements and guidelines. Develop and update compliance policies and..
Responsibilities. Implement compliance framework, policies and procedures across all business lines.. Disseminate circular and guidelines from regulators and ensure the relevant parties compliance with the..
About the team Financial Crime Compliance Section consists of the AML & Sanction Advisory Team, KYC.. Ensure the implementation and maintenance of a robust sanctions compliance program. Ensure the..
Responsibilities. Compliance. Ensure compliance with all applicable SFC regulations, rules, and.. Develop and implement policies, procedures, and controls to ensure ongoing compliance with regulatory..
Some careers grow faster than others. If you're looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential. W..
Associate. Tax ComplianceOur client, a well established Offshore Fund Services Provider, is looking to hire an Associate for the Tax Compliance to provide a full suite of FATCA and CRS services..
This includes acts as business approver to Impact Assessment of all regulatory changes cascaded from Compliance in Regulatory Change Management module in Citi Risk and Control System..
Job Summary As a Vice President of the Private Bank Compliance team in Hong Kong, you will be working.. The Compliance team performs independent second line risk assessments, implements the compliance..
JOB RESPONSIBILITESResponsible to ensure due compliance with the legal and regulatory requirements to.. Advise internal stakeholders on compliance related matters and offer practicable solutionsDevelop and..