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General Compliance VP, European Corporate Bank

General Compliance VP, European Corporate Bank

RandstadHong Kong
30+ days ago
Job description

job details

about the company.

Our client is a European foreign corporate bank.

about the team.

You will be joining a small team, handling all-rounded compliance activities, including regulatory compliance, central compliance, FCC etc

about the job.

  • Review, update and implement compliance manuals, policies and procedures for Hong Kong Branch operation
  • Assist in managing regulatory relationships. Liaise with regulatory bodies on inspections, self-assessment, investigation, examination, handle ad hoc enquiries, incident reports, surveys etc
  • Conduct regular compliance review and transaction monitoring and prepare reports to the relevant authorities
  • Review and / or escalate any suspicious transactions, sanctions screening, name screening alert hits

skills & experiences required.

  • Degree holder in Law, Business, Economics or relevant disciplines
  • Minimum 7 years Compliance experience in corporate banking. Candidates from foreign banks or boutique banks are welcome
  • Candidates with all-rounded compliance exposure would be an advantage
  • Sound knowledge in HKMA and SFC regulations
  • Good command in English and Mandarin

    • about the company.

    Our client is a European foreign corporate bank.

    about the team.

    You will be joining a small team, handling all-rounded compliance activities, including regulatory compliance, central compliance, FCC etc

    about the job.

  • Review, update and implement compliance manuals, policies and procedures for Hong Kong Branch operation
  • Assist in managing regulatory relationships. Liaise with regulatory bodies on inspections, self-assessment, investigation, examination, handle ad hoc enquiries, incident reports, surveys etc
  • Conduct regular compliance review and transaction monitoring and prepare reports to the relevant authorities
  • Review and / or escalate any suspicious transactions, sanctions screening, name screening alert hits

    • skills & experiences required.

  • Degree holder in Law, Business, Economics or relevant disciplines
  • Minimum 7 years Compliance experience in corporate banking. Candidates from foreign banks or boutique banks are welcome
  • Candidates with all-rounded compliance exposure would be an advantage
  • Sound knowledge in HKMA and SFC regulations
  • Good command in English and Mandarin

    • key responsibilities

    Review, update and implement compliance manuals, policies and procedures for Hong Kong Branch operation

    Assist in managing regulatory relationships. Liaise with regulatory bodies on inspections, self-assessment, investigation, examination, handle ad hoc enquiries, incident reports, surveys etc

    Conduct regular compliance review and transaction monitoring and prepare reports to the relevant authorities

    Review and / or escalate any suspicious transactions, sanctions screening, name screening alert

    skills

    compliance, regulatory compliance, general compliance, HKMA, corporate banking, retail banking, foreign bank

    qualifications

    Degree holder

    7 years Compliance experience in corporate banking. Candidates from foreign banks / boutique banks are welcome

    All-rounded compliance exposure

    knowledge on SFO / HKMA ordinance

    education

    Bachelor Degree

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    Compliance Compliance • Hong Kong