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Deputy Head of Legal and Compliance Department / Senior Legal and Compliance Manager

ICBC Asset Management (Global)Hong Kong

11 days ago

Job description

Responsibilities

Strong capability to lead the department and manage the team independently;
Able to advise andmunicate with internal stakeholders and external parties external lawyers;
Able to independently manage and handle generalpliance work, including but not limit to manage licensing (licensed representatives, responsible officers, MIC, annual return, BRMQ and use of WINGS etc.) and on-going notification matters;
Able to independently manage and providepliance advice on AML and regulatorypliance related assignment and issues, handle institutional risk assessments, CDD requirements, STR, selling process etc.;
Able to take lead on keeping the firm abreast of regulatory development and conduct gap analysis if necessary;
Able to draft and review internal policies and to provide day to day advisory support regarding adherence on the same;
Understand able to handle FATCA and CRS reporting and advise on relevant issues
Provide support on preparing various management reports;
Handle such other tasks as assigned from time to time.

Requirements :

At least Bachelor's Degree in Laws Business Administration (Candidate from other disciplines such as Accounting, Finance, Risk Management may be considered if strong practical experience is possessed);

With at least 10 years of working experience in financial industry;

Good knowledge ofpliance, AML and local regulations;

With knowledge and practical experience onpany secretarial matters such as Hong Kong and offshorepanies;

With knowledge and practical experience on FATCA / CRS reporting experience;

Qualification as a Hong Kong lawyer is a strong advantage;

Good report writing in particular in Chinese, analytical and interpersonal skills;

Responsible, proactive, detailed-mind, good self-disciplined and well-organized with goodmunication skills;

Able to work under pressure and a good team player;

Goodputer literacy Word, Excel, PPT, etc..

Please click "Apply Now" to submit your application with CV attached stating both the existing and expected salary . Personal data collected will be used for recruitment purposes only.

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Head Of Compliance • Hong Kong