Responsibilities
- Strong capability to lead the department and manage the team independently;
- Able to advise andmunicate with internal stakeholders and external parties external lawyers;
- Able to independently manage and handle generalpliance work, including but not limit to manage licensing (licensed representatives, responsible officers, MIC, annual return, BRMQ and use of WINGS etc.) and on-going notification matters;
- Able to independently manage and providepliance advice on AML and regulatorypliance related assignment and issues, handle institutional risk assessments, CDD requirements, STR, selling process etc.;
- Able to take lead on keeping the firm abreast of regulatory development and conduct gap analysis if necessary;
- Able to draft and review internal policies and to provide day to day advisory support regarding adherence on the same;
- Understand able to handle FATCA and CRS reporting and advise on relevant issues
- Provide support on preparing various management reports;
- Handle such other tasks as assigned from time to time.
Requirements :
At least Bachelor's Degree in Laws Business Administration (Candidate from other disciplines such as Accounting, Finance, Risk Management may be considered if strong practical experience is possessed);With at least 10 years of working experience in financial industry;Good knowledge ofpliance, AML and local regulations;With knowledge and practical experience onpany secretarial matters such as Hong Kong and offshorepanies;With knowledge and practical experience on FATCA / CRS reporting experience;Qualification as a Hong Kong lawyer is a strong advantage;Good report writing in particular in Chinese, analytical and interpersonal skills;Responsible, proactive, detailed-mind, good self-disciplined and well-organized with goodmunication skills;Able to work under pressure and a good team player;Goodputer literacy Word, Excel, PPT, etc..Please click "Apply Now" to submit your application with CV attached stating both the existing and expected salary . Personal data collected will be used for recruitment purposes only.