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Assistant Compliance Manager (Investment & Insurance) [Ref no : ACMII-KF]

Nanyang Commercial BankHong Kong

30+ days ago

Job description

Job Responsibilities :

Provide regulatory advice and guidance on rules and regulations focus on Investment and Insurance;
Collaborates with other business units to review compliance issues in order to address and meet regulatory or business changes;
Develops, reviews and enforces the compliance programmes in accordance with the policies and guidelines of the bank and regulatory bodies;
Conducts regular compliance reviews, complaint investigations and internal compliance trainings;
Liaise with regulators, including HKMA, SFC and IA, etc, handle regulators’ enquiries and information request.

Job Requirements :

Bachelor’s degree or above in Business Administration, Finance, Laws or related disciplines;

At least 3 years of banking experience in compliance or risk management;

Exposure in China financial institutions or with relevant compliance experience is highly preferable;

Substantial knowledge in regulatory requirements relating to banking industry;

Analytical, proactive, strong organization skills and good team player;

ECF – COM is preferred;

Proficiency in both written and spoken English, Chinese and Putonghua.

Compliance Manager • Hong Kong