This job offer is not available in your country.
Head of Operations & Settlement
Mandurah ConsultancyCentral & Western District, Hong Kong30+ days ago
Job descriptionBachelor Degree or above 8+ relevant experience in securities operations and settlement function, in which at least 3 years at a managerial level Strong knowledge in SFC, HKEx regulations and other regulatory requirements in relation to securities and futures business Hands-on and able to work independently with excellent presentation and social skills Excellent in both written and spoken Chinese and English (including Mandarin)
Description :
Our client is a multi-cultural investment bank with branches and businesses stretching around the globe.
- Directly report to CEO and manage a sizable team to maintain the daily operations including deal matching, trade transactions, reconciliation, settlement, account opening, KYC, etc.
- Manage the stock pledge processing of equities, global securities, futures, options and other derivatives in Hong Kong and global markets
- Perform internal control and risk management as well as ensure all procedures are compliance with regulations, policies and guidelines
- Review, streamline and execute settlement process for operational excellent as well as drive the team for the execution of changes against the regulatory amendments
- Maintain excellent relationship with regulatory bodies / authorities, e.g. HKEX, SFC
Requirement : :
Create a job alert for this search
Head Of Of • Central & Western District, Hong Kong