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Associate – General Compliance
CMB International Capital Corporation LimitedHong Kong10 days ago
Job descriptionUniversity degree At least 5 years relevant experience Excellentmand of written Chinese Strong analytical skills and the ability to work independently Strong interpersonal andmunication skills, self-motivated, responsible and fast paced work under pressure and meet tight deadlines Fluent in Mandarin, English and Cantonese
Responsibilities
- Maintainmunication with Head Office, prepare management reports to Head Office and follow up on the initiatives from Head Office;
- Draft and update policies and procedures reflecting the necessary regulatory developments or internal requirements
- Handle internal investigation and disciplinary actions onpliance related matters;
- Advise business units inpliance with policies and guidelines.
- Perform regularpliance check, monitoring and handling surveillance related matters;
- Handle staff dealing, outside appointment andpliance declaration related matters, staff training and internal reporting;
- Perform otherpliance works and ad hoc projects as assigned
Qualifications & Requirements :
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Associate Compliance • Hong Kong