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Assistant Manager, Client Services, Wealth Management

Assistant Manager, Client Services, Wealth Management

CITIC CLSAHong Kong
9 days ago
Job description

Responsibilities

  • Ensure thepleteness and consistence for the client’s account on boarding documents with sales / account executive’s justification, including handling enquiries in relation to but not less than Individual, Corporate and Institutional types of accounts.
  • Handle trading transactions (mainly for odd lots order), insurance subscription and fund and stock withdrawal / deposit request at business level.
  • Conduct client’s name screening and system input to fulfil AML / audit requirements.
  • Act as backup to Client Services Officers / partners by taking up their roles and duties in needs.
  • Act as a gate keeper forpany’s policies and regulatory requirements.
  • Involve and participate in ad-hoc projects as assigned.
  • Provide guidance to junior staffs for an achievement of the Team’smon goal (apply for Manager only)

Requirements

  • Degree holder in relevant business / finance discipline is highly preferred.
  • Attained relevant SFC licenses for carrying Type 1, 7 and / or 8 regulated activities.
  • Holder of Type 2 or mid-back office experience in other financial products, Insurance is a plus.
  • Good interpersonal andmunication skills.
  • Able to work effectively under pressure and be a team player.
  • Goodmand of written and spoken English and Chinese (preferably including Putonghua).
  • Experienced candidate may consider to be offered as Manager.

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    Job ID JR001054

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    Manager Wealth Management • Hong Kong