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Associate, Compliance (Foreign Investment Bank)

Associate, Compliance (Foreign Investment Bank)

Morgan McKinleyHong Kong, Hong Kong
30+ days ago
Job type
  • Full-time
Job description

Our client is foreign investment bank in Hong Kong.

Responsibities

  • Review KYC documents, conduct periodic and alert-triggered account reviews and prepare AML reports.
  • Conduct trade surveillance to ensure compliance with regulations.
  • Manage transactions, maintain the conflict check system, and monitor DOI and SPR activities.
  • Handle declarations related to Personal Account Dealing and Outside Business Interests, ensuring proper data maintenance.
  • Assist in communications monitoring administration and review research publications and sales ideas for compliance.

Requirements

  • 3-5 years of work expereince in AML / Compliance function with in SFC licensed corporation / financial insitutions.
  • Good understanding of investment banking business and operation.
  • Good command of English and Cantonese.