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(Assistant / Deputy) Compliance Manager (Compliance Review)
Bank Of China (Hong Kong) LimitedHong Kong16 days ago
Job descriptionDegree holder or above in Banking and Finance, Accounting or related disciplines 5-7 years of internal control, assurance or audit experience with banks or financial institution knowledge of banking products, services and relevant regulatory requirements Good analytical, interpersonal andmunication skills with flexibility and adaptability to changes Goodmand of both written and spoken English and Chinese (including Mandarin). Candidate with less experience will be considered as Assistant Manager or Deputy Manager
Responsibilities
- Assist to formulate annualpliance review plan by referencing risk assessment results.
- Conduct regular / thematicpliance reviews on an on-going basis covering the Bank and other major financial subsidiaries within the group to ensure adherence to regulatory / Head Office requirements and internal policies.
- Coordinate or perform regulatory self-assessments.
- Keep abreast of regulatory requirements and changes / developments of business and operations of the Group.
- Depending on the coverage of individualpliance reviews, act as leader ofpliance reviews which involve planning, use of review methodology / tools, field work, reporting of issues.
- Maximize the application of technology for identification of irregularities and sample selection.
Requirements :
LI-LC1
Job ID 498495
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Compliance Manager • Hong Kong