job details
about the team
- A team of 50+ Compliance professionals
about the job
Conduct compliance review and testing activities across various business lines (ie Corporate Banking, Private Wealth Management, Insurance and Investment)To identify potential compliance-relevant risksImplement control and provide recommendations, establish remediation actions and monitor remediation processFollow up with internal audit on finds and compliance risksAssist in ad hoc compliance testing projectsskills & experiences required
University Degree in Accounting, Law, Finance or relevant disciplinesAt least 1-3 years compliance experience in compliance review / internal audit / risk control functionsGood command in spoken and written English and Chineseabout the team
A team of 50+ Compliance professionalsabout the job
Conduct compliance review and testing activities across various business lines (ie Corporate Banking, Private Wealth Management, Insurance and Investment)To identify potential compliance-relevant risksImplement control and provide recommendations, establish remediation actions and monitor remediation processFollow up with internal audit on finds and compliance risksAssist in ad hoc compliance testing projectsskills & experiences required
University Degree in Accounting, Law, Finance or relevant disciplinesAt least 1-3 years compliance experience in compliance review / internal audit / risk control functionsGood command in spoken and written English and Chinesekey responsibilities
Conduct compliance review and testing activities across various business lines (ie Corporate Banking, Private Wealth Management, Insurance and Investment)
To identify potential compliance-relevant risks
Implement control and provide recommendations, establish remediation actions and monitor remediation process
Follow up with internal audit on finds and compliance risks
Assist in ad hoc compliance testing projects
skills
compliance assurance, compliance testing, compliance review, banking, compliance, AVP, Manager
qualifications
University Degree holder
1-3 years compliance experience in compliance review / internal audit / risk control functions
education
Bachelor Degree
