This role has regional responsibility and will involve : .Internal Staff Conduct : Collaborating with APACpliance, HR, and other teams to monitor internal staff conduct and enhance documentation withi...Show moreLast updated: 13 days ago
Senior Manager, Risk and Compliance (HSIL)
Hang Seng BankHong Kong
Hang Seng Indexes Company Limited.Hang Seng Indexes Company Limited (HSIL), a wholly-owned subsidiary of Hang Seng Bank, is the leading index provider for the Hong Kong and mainland China markets.W...Show moreLast updated: 30+ days ago
Senior Compliance Consultant
Compliance Consulting LimitedHong Kong
Compliance Consulting Limited .Hong Kong, offering regulatory and compliance advisory services to financial intermediaries.
Our clients include brokerage houses, futures trading companies, corporate...Show moreLast updated: 30+ days ago
Compliance Manager / Director
QHire LtdHong Kong
V Posted byRecruiterA well know Chinese Financial Institution is looking for somepliance candidate to join theirpany.Handle all generalpliance matters related to Type 1, 4 & 9 regulated activities ...Show moreLast updated: 17 days ago
Senior Manager, Compliance
Dah Sing Financial GroupHong Kong
Monitor and assess regulatory developments and ensure the bank's adherence to these requirements.Collaborate with business and functional units to ensurepliance with regulatory expectations and int...Show moreLast updated: 9 days ago
Assist in designing and implementing of the policies and internal control mechanism to enhance quality service of branches.
Coordinate with internal and external parties to manage clients' opinions ...Show moreLast updated: 30+ days ago
Senior Manager, IT Financial Assurance (ITBM - AF)
The Hong Kong Jockey ClubHong Kong
IT Financial Management includes Finance budgeting, forecasting, tracking, monitoring and drilling down to over / underspend so that decision can be made effectively.
Financial Assurance requires effe...Show moreLast updated: 30+ days ago
Manager / AM - Compliance & Quality Assurance (Complaint Handling)
Chiyu Banking Corporation LimitedHong Kong
Establish and ensure policies and procedures are in line with the overall business strategic goals, particularly optimize the retention of existing customers.
Identify business opportunities and dri...Show moreLast updated: 30+ days ago
(Deputy / Senior) Business Compliance Manager (AML)
Bank Of China (Hong Kong) LimitedHong Kong
Review customer profile, KYC documents, customer statistic data and provide review rmendation for periodic review and trigger event review before submission to business.
Update and follow up custome...Show moreLast updated: 3 days ago
Compliance Manager, AML
CaptiareHong Kong
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}.Conduct risk-based compliance reviews according to Annual C...Show moreLast updated: 17 days ago
Futu Securities International (Hong Kong) LimitedHong Kong
Assist to supervise licensing related works and offer advice on licensing issues.Provide pliance advice to the different business units in relation to securities brokerage and wealth management bus...Show moreLast updated: 9 days ago
Senior Manager, AML Compliance, Banking
Pure Hong KongHong Kong
KYC / AML advisory services to various business lines, developing and implementing anti-money laundering policies and procedures, and executing training strategies for the localpliance team.The role ...Show moreLast updated: 13 days ago
Compliance Manager
Zurich Insurance CompanyHong Kong, HK
Provide advisory services to business on compliance related matters and offer practical solution.Provide support to the communication and delivery of regulatory requirements, group policies and pro...Show moreLast updated: 30+ days ago
AVP / VP, Compliance Assurance, Consumer Banking Group
DBS Bank (Hong Kong) LimitedHong Kong
To assist Team Head who manages 2 sub teams (CBG Sales Surveillance and CBG Customer Feedback Management) for process revamp to enhance work effectiveness and to ensure meetingpliance standard.To p...Show moreLast updated: 11 days ago
Senior Compliance Manager (Equities)
The Edge PartnershipHong Kong
S Posted byRecruiterOur client, a globalmodities focused investment firm with a global presence is looking for a Seniorpliance Manager (focusing on Equities) to join them in Singapore, reporting to...Show moreLast updated: 1 day ago
Advisory – Provide advice on regulatory interpretation andpliance issues in the coverage area.New business initiatives – Review and provide input to new business and infrastructure initiatives from...Show moreLast updated: 11 days ago
CCO_Senior Compliance Manager
Intesa Sanpaolo GroupHong Kong
Providing regulatory andpliance advice to business units ensuringpliance with all applicable statutory, regulatory and group standard.
.Working closely with sales and trading team to monitor pre-tra...Show moreLast updated: 17 days ago
Senior / Compliance Manager, MNC
Ethos BeathChapmanHong Kong
Location Hong Kong Salary Competitive Salary Job Type Ref BH-23293-1 Contact Contact email Posted 14 days ago.Global Financial Institution.
Regional Coverage.Excellent Culture & Remunerations.Knowl...Show moreLast updated: 17 days ago