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Associate, Market Surveillance & Monitoring (12-month Contract)

Hong Kong Exchanges and Clearing LimitedHong Kong

15 days ago

Job description

Responsibilities

Handle daily surveillance alerts and reports generated by a surveillance platform for equities and derivatives products
Conduct investigation resulting from surveillance alerts and / or deal with referrals of suspicious trading behavior
Provide support in regular alert calibration exercises to ensure alert parameters and thresholds continue to be fit for purpose for trade monitoring
Participate in HKEX Group initiatives and market surveillance-related projects and system enhancements
Assist and collaborate with other stakeholders to enhance operational efficiency through automation of BAU processes
Prepare presentation materials and produce data analytics for routine or ad-hoc reporting to management and regulators
Undertake any other responsibilities and projects as assigned

Job Requirements :

University degree in Finance, Financial Engineering,puter Science, or related disciplines are preferred

At least 2-3 years' relevant working experience in well-established financial organizations

Good knowledge of the securities and derivatives markets and products. Exposure to fixed ie, currencies andmodities is an advantage

Good knowledge of HKEX rules and regulations as well as SFO, SFC codes and guidelines

A basic understanding of trade surveillance systems ( SMARTS) is an advantage

Knowledge of machine learning and automation techniques is an advantage

Strong analytical, problem solving and collaboration skills

Able to multitask, prioritize and meet deadlines

Able to work independently and make sensible judgement

Goodmand of written and spoken English and Chinese (Cantonese and Mandarin)

HKEX ismitted as an Equal Opportunity Employer. Diversity is one of our core values and we look to support, respect diverse perspectives, abilities, culture and experiences within our workplace.

Location :

HKEX - Exchange Square

Shift :

Standard - 40 Hours (Hong Kong SAR)

Scheduled Weekly Hours :

Worker Type :

Contract Job ID R002754

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Associate • Hong Kong