Compliance Analyst - AML Program Assessment

Responsibilities

• Conduct ongoing review and analysis of enterprise clients' AML program / profile and transactions in accordance with established procedures in line with IBKR policy.
• Open to travel; Complete and attend AML site visits in the APAC region.
• Conduct AML interviews with external Compliance Officers / AML Officers.
• Advise management by collecting, analyzing, and summarizing data and trends with ibroker client relationships.
• Maintain accurate tracking of assignments and request for documentation to ensure appropriate deadlines are met.
• Complete detailed AML program assessments of ibroker clients.

Qualifications

The ideal candidate will have some regulatory compliance experience working for an exchange, a regulatory organization, a Broker Dealer (BD), a Futures Commission Merchant (FCM), aBank or a similar organization. Alternatively, experience in internal audit, legal, accounting or other control functions of a financial services firm or regulator would be beneficial. Additionally, candidates who have worked in a Compliance / AML department, working closely with the senior management of a firm implementing the day-to-day AML program, will be well-placed for this type of role.

The ideal candidate will have previous exposure to and in-depth knowledge of downstream payments and corresponding banking, nesting or omnibus account structures.

Absent direct industry experience, we will also consider applicants with excellent bachelor's-level educational credentials who have some background in law, accounting, data analytics or similar areas and strong analytical and quantitative skills. Candidates must be focused, adaptable, collaborative, and have strong time management skills to thrive and succeed in a work environment.

Preferred qualifications :

Company Benefits & Perks