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Assistant Manager / Manager - Conduct & Compliance Assurance

Assistant Manager / Manager - Conduct & Compliance Assurance

HARBRIDGE PARTNERSHong Kong
13 days ago
Job description

Responsibilities

This role has regional responsibility and will involve :

  • Internal Staff Conduct : Collaborating with APACpliance, HR, and other teams to monitor internal staff conduct and enhance documentation within local APAC policies or as an extension of Group policies.
  • Staff Training : Designing, developing, and delivering localizedpliance and conduct training in collaboration with local and Global Training teams.
  • Support : Assisting senior team members in deliveringpliance assurance, documentation, and advisory services across APAC entities.

Required Knowledge, Skills, and Experience

  • 3+ years of experience in the financial services industry or related fields.
  • Familiarity with the regulatory environment applicable to the Financial Services industry.
  • Experience performingpliance reviews, controls testing, or similar assurance activities.
  • Fluency in English (both written and spoken) is essential; Chinese language skills are also well-regarded.
  • Excellent verbal and writtenmunication skills.
  • Strong stakeholder management skills, with the ability to engage with stakeholders at various levels.
  • Good quantitative, analytical, and problem-solving abilities.
  • Solid academic background with relevant qualifications.
  • A "can do" attitude and a willingness to learn.
  • Good organizational skills with the ability to multi-task, prioritize, and work with minimal supervision.
  • Highfort level withputers and technology, along with an understanding of how technology applies to business and regulatory challenges.
  • Excellent health and welfare benefits, including medical, dental, specialist, and inpatient care.
  • Daily in-house lunch with a fully stocked kitchen.
  • Modern office environment with multi-monitor setups.
  • Great work-life balance.
  • Unique opportunity to gain exposure to global financial products, markets, and clientele.
  • Opportunities for career progression and job scope expansion in a globalpany with a growing local presence.
  • Hybrid work arrangement.

    • If this job isn't quite right for you, but you know someone who would be great for this role, why not take advantage of our referral scheme?

    We offer HKD1000 in Apple gift cards for every referred candidate who we place in a role. Terms & Conditions Apply.

    Please send an updated resume in English to our Managing Partner at ec(at)Harbridgepartners(dot

    Or contact +852 2523 9955 – and ask for Edward Chen, Richard Liu, Cora Pang

    Harbridge Partners Limited

    Employment Agency License : 75427

    Job ID RB / AM / M-C&CA / 2025 / 05 / 017

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