Responsibilities
- Execute and monitor the securities dealing activities and its operations, ensuring strict adherence to internal policies and regulatory requirements.
- Develop and review the standard of procedures on dealing and operation processes to align with thepliance and risk culture of the Bank.
- Conductprehensive market surveillance of securities activities relate to retail customers and ensurepliance with regulatory standards.
- Champion the maintenance of operational resilience by implementing best practice that ensure business continuity for all dealing operations.
- Work closely with stakeholders to facilitate the development of securities business and to offer quality customer journey over all channels.
- Keep abreast on industry trends, distil this knowledge and sharing with the wider team.
Requirements
Requirements
Degree in finance, business management or related discipline.Over 5 years of related experiences in the securities dealing and sound knowledge of dealing operation, control and market surveillance.Candidate with less experience will be considered for the position of Assistant Investment Services Manager.Good knowledge of local and major stock markets.Leadership quality in handling conflicts and decision making.Strongmitment in taking new challenges, self-motivation and able to work independently under pressure.Goodmunication and interpersonal skillProficient in English, Cantonese and MandarinYou'll achieve more when you join Hang Seng Bank Limited.
hangseng / careers
linkedinpany / hang-seng-bank /
Hang Seng ismitted to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities andpetitivepensation packages.
Issued by Hang Seng Bank Limited
Job ID 0000LGEF