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Regulatory and Compliance Officer (Hong Kong)
HRTXHong Kong, Hong Kong12 天前
职位类型
- Quick Apply
职位描述A bachelor's degree in Law, Finance, Business Administration, or a related field. A minimum of 3-5 years of proven experience in a compliance / AML role within a licensed Hong Kong Money Service Operator (MSO). Practical experience in conducting AML / CFT checks, customer due diligence (CDD), and transaction monitoring. Solid experience in developing and implementing compliance programs. Proficiency in English and Cantonese is essential. In-depth knowledge of AML / CFT ordinances and cross-border reporting regulations is required. Certification such as a
Responsibilities
The Compliance Officer will be responsible for ensuring strict adherence to the AMLO and guidelines from the Hong Kong Customs and Excise Department (C&ED). Key duties include :
- Developing and updating anti-money laundering (AML) and counter-terrorist financing (CFT) policies and procedures.
- Acting as the main advisor for staff on daily AML / CFT compliance and transaction approvals.
- Managing the renewal of the Money Service Operator (MSO) license and corporate detail changes with the C&ED.
- Preparing and submitting statutory reports, such as suspicious transaction reports (STRs), to the JFIU and financial reports to the C&ED.
- Conducting regular institutional risk assessments to identify and mitigate financial risks.
- Opening correspondent accounts for MSOs and conducting daily transaction monitoring.
- Checking client documents, opening client accounts, and communicating with clients for additional information.
Requirements
Candidates must meet the following criteria :
Certified Anti-Money Laundering Specialist (CAMS) or an equivalent international certification is preferred.
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Compliance Hong Kong • Hong Kong, Hong Kong