Head of Compliance Jobs in Hong Kong
Last updated: 1 day ago
FWD Group is a pan-Asian life insurance business with more than 13 million customers across 10 markets, including some of the fastest-growing insurance markets in the world.The company was establis...Show moreLast updated: 30+ days ago
The customer is the focus of everything we do, and millions of end users rely on our products and services daily.We believe in the value of empowering our.
Head of Distribution Compliance.You obsess...Show moreLast updated: 30+ days ago
Prudential’s purpose is to be partners for every life and protectors for every future.Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion as...Show moreLast updated: 30+ days ago
About Tothemoon Tothemoon is a user-centric, multiservice digital assets trading platform.At Tothemoon, we prioritize what matters most in finance : reliability.
Whether it’s buying, selling, e...Show moreLast updated: 11 days ago
Oversee the Accounting Department and manage the company's daily accounting and treasury operations.Carry out financing activities, including handling banking matters.
Prepare annual financial state...Show moreLast updated: 26 days ago)
Lead and manage the business development team to formulate and implement business development plans to support the company's overall growth objectives.
.Identify and analyze market opportunities, in...Show moreLast updated: 30+ days ago%20Limited)
Closely and proactively collaborate with product managers to explore online product sales opportunities.Manage product UX / UI design to earn a valuable customer experience during mobile banking and ...Show moreLast updated: 30+ days ago
Lead the ongoing enhancement of the company's operational management guidelines, and support the establishment and refinement of various operational systems, standards, and processes.Monitor and ma...Show moreLast updated: 24 days ago%20Limited)
The customer is the focus of everything we do, and millions of end users rely on our products and services daily.We believe in the value of empowering our.
Head of Distribution Compliance.You obsess...Show moreLast updated: 30+ days ago
The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong,...Show moreLast updated: 30+ days ago%20Preparatory%20Office)
This role will report directly to the Chief Financial Officer and is responsible for overseeing several key functions including accounting,financial planning & analysis, treasury, finance operation...Show moreLast updated: 30+ days ago
Act as HK Compliance head and oversee compliance activities in HK.Contribute to regional compliance oversight in Australia and Singapore.
Work as a senior management and manage a wide range of regul...Show moreLast updated: 30+ days ago
Lead the audiological service team and direct the clinical, development, operations, administration of the audiology centres to ensure achievement of strategic goals.
Supervise a team of audiologist...Show moreLast updated: 30+ days ago
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font-family : 'Open Sans','Helvetica Neue',Helvetica,Arial,sans-serif !...Show moreLast updated: 30+ days ago
At AIA we've started an exciting movement to create a healthier, more sustainable future for everyone.It's about finding new ways to not only better people's lives, but to better the communities an...Show moreLast updated: 10 days ago
Group Head of Compliance
FWD Life Insurance CorporationHong KongFull-time
Head of Distribution Compliance
ManulifeHong KongFull-time
Head of Actuarial
Prudential plcHong KongFull-time
Head of Community
TothemoonHKQuick Apply
- Promoted
Head of Accounting
Be Myjob Company LimitedHong Kong, Hong KongFull-time
- Promoted
Head of Business Development
ICBC Asset Management (Global)Hong Kong, Hong KongFull-time
- Promoted
Head of Digital Wealth
Bank Of China (Hong Kong) LimitedHong Kong, Hong KongFull-time
- Promoted
Head of Investment Operations
Pure Hong KongHong Kong, Hong KongFull-time
Head of Distribution Compliance
Company 28 - Manulife (International) LimitedHong KongFull-time
- Promoted
Head of Retail Collection
Dah Sing Financial GroupHong Kong, Hong KongFull-time
- Promoted
Head of Finance (KPIC)
TaiKang (Hong Kong) Preparatory OfficeHong Kong, Hong KongFull-time
Head of Merchandising, Lighting
JAC RecruitmentHong Kong SAR Our client is a German based buying office on own brand lighting products.They are looking for a Head of Merchandising (Lighting) to lead the merchandising and engineering team on lighting products...Show moreLast updated: 30+ days ago
- Promoted
Head of Compliance – Executive Director
HARBRIDGE PARTNERSHong Kong, Hong KongFull-time
Head of Audiology
明報網站Hong Kong, Hong KongFull-time
HEAD OF PEOPLE
TTP Consulting LimitedHong-kong FOSTER A POSITIVE AND INCLUSIVE WORK ENVIRONMENT.IMPLEMENT AN EFFECTIVE PERFORMANCE MANAGEMENT SYSTEM.DEVELOP AND IMPLEMENT HR STRATEGIES AND INITIATIVES.
Are you passionate about creating a positiv...Show moreLast updated: 30+ days ago
- Promoted
Head of Legal and Compliance, Reputable Investment Bank
Capital Access LimitedHong Kong, Hong Kong Reporting to the CEO, you will be leading a small team, supervising and managing the company's daily legal and compliance work across various businesses, ensure the legality and compliance of the c...Show moreLast updated: 1 day ago
Head of Investment
AXA GroupHONG KONG Reports to the AXA HK Chief Investment Officer.Leads the Investment team of AXA HK, covering tasks including day-to-day management of AXA HK investment portfolio, optimization of investments under ...Show moreLast updated: 30+ days ago
Global Head of Marketing
Page ExecutiveHong Kong, GB This position is both strategic and tactical, being part of the leadership team and driving a global marketing function.The incumbent will be responsible for defining customer segmentation and need...Show moreLast updated: 30+ days ago
Head of digital
CaptiareHong KongPermanent
- Promoted
Head of Products
AIA International Limited.Hong Kong, Hong KongFull-time
This job offer is not available in your country.
Group Head of Compliance
FWD Life Insurance CorporationHong Kong30+ days ago
Job type
- Full-time
Job description15+ years insurance / finance experience in compliance / legal functions, preferably in Asia Degree from a recognized university Interaction with boards and regulatory authorities Broad and comprehensive understanding of insurance regulatory framework of different lines of business Working knowledge of applicable laws, regulations, rules, codes of conduct Strong management skills to lead and manage subordinate managers and professionals Strong communication and negotiation skills with senior management and external regulators Well networked across the market, thereby able to keep abreast of how best practice is evolving in compliance
About FWD Group
FWD Group is a pan-Asian life insurance business with more than 13 million customers across 10 markets, including some of the fastest-growing insurance markets in the world. The company was established in 2013 and is focused on changing the way people feel about insurance. FWD’s customer-led and digitally enabled approach aims to deliver innovative propositions, easy-to-understand products and a simpler insurance experience.
For more information, please visit
PURPOSE
A key corporate governance role for the FWD Group, responsible for compliance with group policies and adherence to statutory regulations. Acts as the Key Person in Control Function (KPIC) under Group Wide Supervision of FWD Group by the HK Insurance Authority.
The Group CCO will also play an active role in the management of FWD’s relationships with regulators and industry bodies, ensuring adherence to regulatory and legislative requirements to secure a first-class reputation for FWD’s as a company with a best-in-class Compliance function.
KEY ACCOUNTAIBILITIES
- Responsible for the Compliance function in the FWD Group; set strategies and drive the performance and results for the compliance function
- Responsible for Group Compliance Function and development and maintaining Group-wide Compliance Framework and Programme
- Providing assurance to the FWD Board, Group Risk Committee and Group Audit Committee that the Group-wide Compliance Framework and Programme are appropriately implemented, and key compliance issues are addressed and remediated as appropriate
- Maintaining regular contact with Group-wide Supervisor and overseeing preparation for Annual Supervisory College
- Ensure business unit compliance functions are adequately resourced and function effectively
- Acting as the second line of defence, advise and assist countries to effectively manage compliance risk, ensuring compliance with all applicable laws, regulations and ethical standards
- Partnering with legal to identify relevant compliance risk related laws, regulations and standards and translating regulations into compliance obligations
- Assist first line functions to identify activities to mitigate the risk, based on company's risk appetite and monitoring control of compliance risk
- Providing advice to the business on implementing and embedding compliance obligations in business procedures, tracking internal mitigation activities and planning and executing training
- Champion a positive risk and compliance culture ensuring a high level of compliance awareness across the Group.
QUALIFICATIONS / EXPERIENCE
KNOWLEDGE & TECHNICAL SKILLS