Senior Compliance Manager Eclipse Trading is one of Asia's leading proprietary trading firms. Founded in.. We are seeking an experienced Senior Compliance Manager to oversee and manage the day to day operations..
Private credit firm is looking for Associate to VP with. 5 7. years of experience for real estate coverage. Requirements. A desire to work within the alternative space in private credit in..
Duties & Responsibilities Oversee the compliance requirements for the company as defined by SFC.. Advise on regulatory requirements and ensure timely escalation of any compliance issues. Provide..
PE Investment VP D. (Hong Kong or UK) Responsibilities. Manage day to day implementation of investment strategies and policies to achieve strategic return and meet risk objectives. Formulate..
Surveys, Vendor List, and Product Programs. Work with key stakeholders, such as Compliance, Financial.. Prior experience in handling compliance assurance assessment of code of banking practice, banking..
across Trading & Research, Tech, and Operations. We're seeking a VP of Human Capital who. On a high.. Managing the recruitment selection and onboarding process. Ensuring legal compliance throughout human..
As a Compliance Manager , you will be responsible for the following. Work closely with Subject Matter Experts to manage new and existing compliance policy drafting Consolidate feedbacks from..
by the regulators Work with legal and compliance to fulfil KYC and account opening requirements. Handle any ad hoc project assigned by senior management Support and work with the team..
We are currently seeking a highly motivated and experienced professional for a VP, Institutional Client Servicing position. In this role, the successful candidate will be an integral part of the..
For this role, you are expected to have a minimum of 6 years of compliance experience and be currently.. review business activities and new initiatives to ensure compliance with regulatory requirements Keep..
Responsibilities. Ensure investment compliance primarily with the use of the trading system Code.. Handle SFC applications, regulatory and general compliance matters for example employees' personal..
Services and business propositions Participate and assist in regulatory compliance related projects.. enhancement Review policies and procedures, compliance manuals etc. in accordance with the relevant laws..
Our client is a tier 1 global Investment bank looking for an EQD Structurer to join and focus on institutional clients. The mandate covers non flow EQD. The right candidate will ha..
About the Role Support the Associate Director, Corporate Compliance and work independently to ensure.. Data Privacy (act as Data Privacy Specialist). Data Security (Compliance perspective). Code of Conduct..
An AI enabled investment firm is looking for someone to join their BD. Sales team based in Hong Kong. They are looking for someone at around a VP level who has experience covering structured..
Responsibilities. General Compliance. Assist in handling product compliance matters, including preparing.. Conduct gap analysis on regulatory updates assigned by the Head of Compliance. AML KYC Onboarding and..
Our corporate culture also emphasizes compliance, risk awareness, integrity, execution and performance.. Job Responsibilities. Report to the Head of Compliance Perform pre post trade investment monitoring..
Responsibilities. Design and deliver compliance assurance, monitoring and testing reviews across APAC.. Requirements. Not less than 7 years' of experience in compliance assurance. compliance monitoring and..
Requirements. At least 8 years' experience in retail approval and risk compliance requirements Degree holder in business related disciplines Excellent communication and people management skills..
About the team Financial Crime Compliance Section consists of the AML & Sanction Advisory Team, KYC.. Ensure the implementation and maintenance of a robust sanctions compliance program. Ensure the..
Compliance Manager. Chinese Securities Responsibilities. Reporting to Head of Compliance Provide.. Ensure adherence to regulatory requirements and guidelines. Develop and update compliance policies and..
My client is a leading global ibank with a heavy presence in Asia. They are now actively looking for a quant analyst to join their team to work closely with their executions teams..
Support business development needs for regional Global Markets business across Sales & Trading (Credit and Rates) Main responsibilities. Potential market evaluation. Conduct due di..
Responsibilities. Compliance. Ensure compliance with all applicable SFC regulations, rules, and.. Develop and implement policies, procedures, and controls to ensure ongoing compliance with regulatory..
Responsibilities. Plan and execute periodic in house and external red team exercises, and oversee the implementation of rectification measures. Evaluate existing cyber defenses aga..
Research on the business model and compliance policy of overseas funds management practice in the local.. In depth understanding of local regulation and compliance regarding payment business and cross border..