Support business development needs for regional Global Markets business across Sales & Trading (Credit and Rates) Main responsibilities. Potential market evaluation. Conduct due di..
Responsibilities. Compliance. Ensure compliance with all applicable SFC regulations, rules, and.. Develop and implement policies, procedures, and controls to ensure ongoing compliance with regulatory..
Research on the business model and compliance policy of overseas funds management practice in the local.. In depth understanding of local regulation and compliance regarding payment business and cross border..
About the team Financial Crime Compliance Section consists of the AML & Sanction Advisory Team, KYC.. Ensure the implementation and maintenance of a robust sanctions compliance program. Ensure the..
Team. Develop and maintain compliance strategies and implement effective compliance. programs that best.. A bachelor's degree or demonstrable industry experience. Experience working within a Compliance Advisory..
Job Description. 崗位描述 根據香港證監會要求 持續落實公司合規相關工作 識別和評估相關合規風險 確保公司業務符合香港監管要求. 協助公司牌照和個人牌照的申請 即負責人員及代表. 安排持續的專業培訓課程 並保持CPT記錄. 定期審查和更新客戶接受政策和客戶識別程式. 執行KYC盡職調查 並形成風險分析. 定期向總部草擬合規報告. 使用最新的監..
Job Description. Prepare presentation, credit memo, and marketing material mainly for M&A advisory, leveraged finance, and fund facility Develop and review financial models within ..
A leading US financial institution is looking for a regulatory compliance professional handling.. Requirements Minimum 3 years of experience in regulatory compliance within financial services industry..
Job Responsibilities. Facilitate and monitor compliance with the firm's Code of Conduct and other core.. Serve as the primary point of contact for general compliance inquiries from employees. Assist with..
Responsibilities. Responsible for systems and network monitoring, configuration, troubleshoot and equipment upgrade including firewall. Responsible for systems and network reportin..
Compliance Manager Senior Manager. Responsibilities. Compliance Policy and Procedures. Develop and.. Conduct internal audits and monitoring of business processes and operations to ensure compliance with..
Degree holder in Accounting. Business Administration Law, relevant business Degree Working experience in corporate compliance management or audit and control assurance or strategic business..
Compliance Monitoring. Stay up to date with regulatory requirements, industry best practices, and.. Collaborate with compliance officers to address any compliance gaps or issues and contribute to the..
The Regulatory Compliance Officer will support general business and regulatory compliance matters for.. The primary responsibilities include managing and administering the firm's compliance programme covering..
Be able to align with other banking compliance team's staff within the division if there is such.. The role primary is on AML CFT, but potentially touch on other general compliance matters related to the..
The Quant Trading team is responsible for trading and managing risks associated with different crypto products, including spots and derivatives. The team develops and implements tr..
Responsibilities. General compliance responsibilities i.e. investment compliance, regulatory reporting.. vendors. Liasie with regulatory bodies i.e. SFC, SEC etc. Conduct compliance training with internal..
Responsibilities. Develop and execute a risk based annual compliance review plan, compliance review.. Conduct compliance reviews, monitor and report on compliance issues and trends. Conduct comprehensive..
Company Profile Our client is a reputable, strong branded bank that provides various wide arrays of corporate banking products to enterprise worldwide. They are now seeking a talen..
Key Responsibilities. You will. Perform in depth analysis of liquidity management, interest rate and FX risk for APAC region Perform balance sheet management, cashflow projections..
They are looking for a high calibre investment operation professional (AVP. VP) for their expanding team.. Handling the settlement and NAV packs. Ensuring compliance with regulations and procedures related to..
Including seminars and roundtables with industry associations, and publication of compliance bulletin.. preferably in audit, inspection, enforcement, compliance or advisory roles with regulators or well..
Sub service lines) within Tax include Business Tax Services, Global Compliance and Reporting, Human.. Manager, you'll make technical contributions to business tax compliance and tax advisory engagements..
Bachelor Degree holder or above, major in Business, Finance or related disciplines Minimum 4 years of solid banking experience Preferred exposure in Financial Crime Compliance. experience in..
Our client, an esteemed Regional Corporate Bank, is looking for an AVP to join their compliance.. Responsibilities. Conduct effective, objective, risk based compliance monitoring activities pursuant to..
Expand domestic and foreign investors. Handle transaction inquiries and orders for fixed income securities and products from external clients and internal compliance risk control..