Design compliance surveillance. monitoring programs and conduct compliance AML monitoring and reviews on products and business units under the VP's responsibility area. Handle ad hoc..
Report to General Counsel of Micro Connect Group and assist GC to look after group compliance matters Help group manage risks and avoid lawsuits by ensuring business operations are performed in..
Lead and plan regular independent control assessments to evaluate compliance with applicable.. Regional IT Risk and Compliance (AVP VP LOD 2). Prominent Investment Bank in the subject header..
What you'll do. Contribute to a compliance team to embed a customer focused culture. supporting the.. initiatives relating to alternatives investments, to assess potential compliance impacts and ensure new..
Required to have prior SFC regulatory working experiences. Very strong in wealth management product due diligence and compliance experiences. Fluent in Mandarin is a..
The Compliance AML Execution Lead Analyst is senior professional responsible for performing risk and.. Job Family Group. Compliance and Control. Job Family AML Execution. Time Type Full time..
The Compliance AML Execution Lead Analyst is senior professional responsible for performing risk and.. Job Family Group. Compliance and Control. Job Family AML Execution. Time Type Full time. Citi is an..
Responsibilities Reporting toernance & Controls Head of Institutional Banking Group, to ensure staff are in fullpliance with internal AML risk andpliance policies. standards, exter..
Responsibilities. Develop and implement electronic tradingpliance policies and procedures. Monitor electronic trading activities to ensurepliance with regulatory requirements. Work..
VP. Compliance 2nd Level Control, Asia Pacific Permanent contract Hong Kong Compliance VP. Compliance.. Summary of the key purposes of the role Definition of an annual risk based Compliance control plan for..
Business FunctionGroup Legal, Compliance & Secretariat ensures that the bank's interests are protected.. compliance. legal or audit department of a bank, insurer or authorized. licensed financial institution..
The team You will be joining the compliance team which consists of 60 poeple. Your direct report will be your team head and you will be managing a team of 5. Responsibilities Performing trade..
About the jobTo provide compliance advisory to global markets business, with a focus on FICC desk To.. Candidates with more experience would be considered for VP levelKnowledge in global markets business and..
Position. Senior Financial Compliance Analyst. Job Description. What You'll Be Doing. Become the liaison.. Maintain current awareness and documentation of SOX compliance rules and regulations. Filing of..
Fluent in English, especially in writtenWilling to travel to Mainland 1 2 times per monthIndependent and ProactiveResponsibilities Maintain the Company Safety Management System Per..
ResponsibilitiesResponsible for warehouse RACSF operation procedures and documentation Perform daily RACSF and safety SOP procedures Handle RACSF documents & Monitor warehouse oper..
Ensure compliance with regulatory requirements, company policies, and procedures by reviewing statutory reports as mandated by SFC and taking necessary actions. Manage the management accounting..
Our client, a leading international insurance company, is looking for an experience compliance lead to.. This person will be running several risk and compliance initiatives across the APAC region, representing..
We are currently seeking a high caliber professional to join our department as Compliance Manager.. Principal responsibilities Foster a positive culture of compliance by working proactively with the..
Duties & Responsibilities Oversee the compliance requirements for the company as defined by SFC.. Advise on regulatory requirements and ensure timely escalation of any compliance issues. Provide..
Senior Compliance Manager Eclipse Trading is one of Asia's leading proprietary trading firms. Founded in.. We are seeking an experienced Senior Compliance Manager to oversee and manage the day to day operations..
Responsibilities. Deliver effective counterparty risk management solutions for overseas business initiatives, including cross border TRS and synthetic prime brokerage business, mai..
Responsibilities. Act as a main contact or HKMA for ICAAP related queries Formulate and review the Bank's risk policy framework Review and enhance the risk education for other bus..
Some careers have more impact than others. If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. Whether you want a care..
Associate. Tax ComplianceOur client, a well established Offshore Fund Services Provider, is looking to hire an Associate for the Tax Compliance to provide a full suite of FATCA and CRS services..
Job Summary As a Vice President of the Private Bank Compliance team in Hong Kong, you will be working.. The Compliance team performs independent second line risk assessments, implements the compliance..