An innovative and agile multinational fintech is searching for a Compliance Manager to drive compliance initiatives, ensure regulatory adherence and function as the designated MLRO. Handle day-to-day compliance operations per Hong Kong C&E Department MSO License requirements. Assist the Head of Comp...
We are currently working for a portfolio company in the energy sector backed by a Global PE fund to look for Compliance Manager based in Hong Kong/Singapore. Responsible to ensure due compliance with the legal and regulatory requirements to the firm's businesses, internal policies and...
Senior Manager, Business Compliance & Control (Corporate Banking). To assume monitoring and control function of AML CFT area (or potentially other general compliance matters) and to take up the role of BMLPO under Corporate Banking Division. Be able to align with other banking compliance team's staf...
They are looking for someone to join as a Compliance Manager. Enforce general compliance manual and provide necessary assistance and training to staff. Provide advisory services to senior management and business units on compliance issues. Handle all compliance related issues related to regulated ac...
A leading Fintech Company is looking for Industry Expert of Risk & Compliance to work closely with sales team. ...
Compliance housekeeping matters – Maintain accurate records and documentation relating to corporate and compliance activities, including PA trading and conflicts. Promote Infini’s compliance awareness and compliance culture and contribute to training topics and presentations. Regulatory reporting – ...
Our client, a leading bank, is looking for an IT Transformation Manager to manage their upcoming change in Compliance IT, especially with the adoption of RegTech. Proven experience in leading large-scale projects in IT and Technical Delivery, ideally in the Compliance IT space. Experience in deliver...
Establish, implement, review, and monitor internal infrastructure for financial crime compliance in alignment with regulatory standards. Manage diverse Financial Crime Compliance (FCC) projects to meet organizational objectives. Demonstrate strong expertise in transaction monitoring, fraud investiga...
Senior Manager, Independent Model Review. Will be responsible for leading model validation and supporting the pool of Managers from the team, and wider Bank IMR team. ...
Conduct regular compliance reviews, investigate complaints, and provide internal compliance training. Collaborate with other departments to assess compliance issues and address regulatory or business changes. Develop, review, and enforce compliance programs in line with bank policies and regulatory ...
The role will support the Director, Distribution Compliance and Monitoring on providing advice on distribution compliance matters and compliance monitoring and oversight including regular assurance activities by Compliance. Assist the Director, Distribution Compliance and Monitoring in developing an...
To support Head of Regulatory Compliance, WPB and the relevant stakeholders to create an effective Compliance control framework and discharge the Compliance responsibilities as Risk Steward for WPB to ensure compliance with all relevant external laws & regulations, internal codes and policies, as we...
Oversee all compliance related matters as well as provide professional regulatory advice to all BUs and departments to ensure the regulatory compliance with SFO and other relevant regulations. Liaise with HKEX, SFC and relevant regulatory bodies for all compliance and licensing matters as well as id...
Candidate with less experience will be considered as Senior Compliance Support Officer/Compliance Support Officer). Handle and check the daily operation of Common Reporting Standard (CRS), Foreign Account Tax Compliance Act (FATCA) and Audit Confirmation. ...
Less experience will be considered as Assistant Compliance Manager. At least 5 years of compliance experience in financial industry;. Perform compliance checking and review on investment products;. Provide advisory services to business units on compliance and legal related matters;. ...
I&I, selling practice, compliance, general compliance, regulatory compliance, SPM, licensing. Monitor and advise Private Wealth Management activities in compliance perspective. Provide training to front line staff on investment suitability and increase risk awareness & compliance culture. As...
Manager Ethics & Compliance, you will report to the VP, Global Compliance. You will be the senior compliance and ethics professional in the region and will have the opportunity to roll up your sleeves and take on various challenges, big and small, in a truly dynamic and international environment. Fu...
Assistant Vice President / Senior Manager, General Banking Compliance. Assistant Vice President / Senior Manager, General Banking Compliance. Provide advice, interpretation and recommendation on existing and new regulatory compliance requirements of the current and new banking business and operation...
Ensure compliance with all applicable laws and regulations, including safety, environmental, sustainability, traceability and labor laws, and work with cross-functional teams to develop and implement compliance programs. Develop and implement quality assurance and compliance procedures and guideline...
Ensure compliance with Hong Kong and international regulatory requirements, including SFC regulations, AML, and data privacy laws. Excellent understanding of corporate governance and compliance frameworks. ...
Assistant Manager, Group Enterprise Risk Management/ Compliance. This role primarily provides risk management and regulatory compliance advisory to PCCW Group and its insurance business in order to ensure the relevant business teams to operate in a strict adherence to applicable internal policy stan...
They are currently looking for a General Compliance Manager/Assistant Manager. They are currently looking for a General Compliance Manager/Assistant Manager. Open to candidates with general compliance and regulatory compliance. Open to candidates with general compliance and regulatory compliance. ...
Coordinate and conduct compliance training and awareness programs, designing and delivering engaging materials to promote a culture of compliance. Our client, a leading investment bank globally, is seeking a highly skilled and experienced Legal and Complaince Project Manager. This role offers an exc...
Advise senior management on compliance with applicable regulatory regimes, ensuring alignment across the organization, as well as provide support for Group initiatives and projects (Hong Kong and global) on the compliance side, ensuring robust compliance practices. This role focuses on providing com...
The practice focuses on key risk areas relating to strategic level, operational, financial and regulatory compliance. You will have the opportunity to develop powerful insights into different aspects of a client's business, from strategy and operations to governance and compliance processes. Good kn...