This job offer is not available in your country.
Senior Compliance Manager
Infini Capital Management LimitedCentral, Central, HK30+ days ago
Job type
- Quick Apply
Job descriptionCompliance housekeeping matters – Maintain accurate records and documentation relating to corporate and compliance activities, including PA trading and conflicts Regulatory reporting – Ensure and track compliance with relevant regulations, including CFTC, SEC, SFC, or AMAC-related filings Assist in broker account opening KYC process and review of derivatives agreements Regularly update and maintain compliance policies Assist in the preparation of gap analysis and reports to senior management and regulatory agencies on the Company’s overall compliance framework Trade surveillance – pre and post-trade monitoring, trade error review, and trade incident investigation and reporting Stay up-to-date on changes to relevant legal and regulatory requirements and industry standards Promote Infini’s compliance awareness and compliance culture and contribute to training topics and presentations Review basic agreements with counterparties Handle Ad hoc compliance projects
Requirements
- 7+ years of hedge fund compliance (experience from other buy-side firms will be an advantage)
- University degree in a relevant field or law-related background will be an advantage
- Be able to work independently and complete tasks in a timely manner
- Working knowledge of (i) the SFO and subsidiary regulations; and (ii) other regulations such as MAS, SEC, AMAC
- Familiarity with derivatives will be an advantage
- Familiarity with Bloomberg, Charles River, Enfusion, EZE, or other compliance / OMS systems will be an advantage
- Strong work ethic, communications, and interpersonal, analytical, and presentation skills
- Ability to work with minimal supervision, proactively, and follow tight deadlines
- Good command of written and spoken English and Mandarin
- Candidates with less experience will be considered as Compliance Manager
Create a job alert for this search
Manager Manager • Central, Central, HK
Related jobs
This leading financial services company is seeking an experienced business advisory compliance professional to join a small team to focus on fintech and retail / private wealth management b...Show moreLast updated: 30+ days ago
They are helping their clients to look for candidates : .Show moreLast updated: 30+ days ago
An award-winning Fintech organization with a dedicated team of 600+ professionals across the globe.With more than 15 offices across the world, we are a people centric company which prides itself on...Show moreLast updated: 30+ days ago
As the MLRO & Compliance Officer for our Hong Kong operations, you will be the appointed Money Laundering Reporting Officer under the Anti-Money Laundering and Counter-Terrorist Financing Ordin...Show moreLast updated: 30+ days ago
Control Risks is seeking an experienced candidate to join its rapidly growing Cyber Protect team in our key Hong Kong market.
This is a unique opportunity to work in a highly capable and truly globa...Show moreLast updated: 30+ days ago
We are seeking a hands-on, versatile, and entrepreneurial Managing Director to lead our client’s Purchasing Office in Shenzhen.
This role is critical to strengthening the company’s supply chain oper...Show moreLast updated: 2 days ago
Our purpose is simple - we are here to bring back the good of insurance : protecting people and their families.By combining our deep domain expertise and our modern proprietary technology, we s...Show moreLast updated: 30+ days ago
King Deux Search & Consulting is a specialised executive search firm which offers bespoke talent solutions across financial services and commerce.
We are committed to not only finding the right oppo...Show moreLast updated: 30+ days ago
Ability to take on and lead special assignments and projects;.Take the lead on adhoc QA checks to support the regional teams.
.Identify and propose procedure and process enhancements;.Work with the ...Show moreLast updated: 1 day ago
Data Center Procurement Killer!
RM Staffing B.V.Zhuhai, GD, CN Reboot Monkey is a leading provider of comprehensive data center management solutions, offering services such as managed colocation, smart hands, and rack and stack solutions.We ensure fast deploym...Show moreLast updated: 6 days ago
External Project Manager (Full Time)
RM Staffing B.V.Zhuhai, GD, CN Reboot Monkey offers seamless data center management and colocation services, handling collocated infrastructure with expert care.
Our remote hands support ensures smooth operations within data cent...Show moreLast updated: 1 day ago
- Promoted
Project Manager (Project Delivery)(Relocate to Malta / Big4)
Black Pen RecruitmentMacau, Macau Our client’s Microsoft Business Solutions team is a Microsoft Gold Partner and leader in Microsoft software implementations for medium to large organisations, providing their clients with the abili...Show moreLast updated: 30+ days ago
Business Advisory Compliance (Fintech and Wealth Management)
Star Anise LimitedHong Kong, Hong KongQuick Apply
Energy Storage Senior Sales Manager - North America
nextRolesShenzhen, Guangdong Province, CNQuick Apply
- Promoted
Executive Director Food & Beverage
RGH-Global LimitedMacau, Macau Vice President Food & Beverage.MOP100,000 110,000 / month (USD150,000 165,000 / year).Comprehensive medical coverage (team member & dependents), provident fund (5% company match).We are seeking a visio...Show moreLast updated: 30+ days ago
- Promoted
Dynamics 365 CE Senior Consultant (Relocate to Malta / Big4)
Black Pen RecruitmentMacau, Macau Our client’s Microsoft Business Solutions team is a Microsoft Gold Partner and leader in Microsoft software implementations for medium to large organisations, providing their clients with the abili...Show moreLast updated: 30+ days ago
- Promoted
Dynamics 365 CE Senior Technical Architect (Big 4 / Relocateto Malta)
Black Pen RecruitmentMacau, Macau Our client’s Microsoft Business Solutions team is a Microsoft Gold Partner and leader in Microsoft software implementations for medium to large organisations, providing their clients with the abili...Show moreLast updated: 30+ days ago
Compliance Associate
Zeal GroupHong Kong, Hong Kong, HKQuick Apply
MLRO & Compliance Officer - Fintech
PapelHong Kong, Hong Kong, HKQuick Apply
Chief Operating Officer
RM Staffing B.V.Zhuhai, GD, CN This role requires strong expertise across both.The ideal candidate combines solid coding skills with an eye for clean UI / UX, strong problem-solving ability, and a collaborative mindset.Build respo...Show moreLast updated: 1 day ago
- Promoted
Senior Compliance Officer
Worthington LegalHong Kong, Hong Kong We are instructed by an international law firm who are looking to add a Senior Compliance Officer to their team.This is a management position and will involve allocating workloads and identifying a...Show moreLast updated: 30+ days ago
Associate Director - Digital Risks
Control RisksCentral, Hong Kong Island, HKQuick Apply
Managing Director - Purchasing Office
Personal ConnectShenzhen, 44, cnQuick Apply
Senior Manager, Underwriting
Bowtie Life Insurance Company LimitedWan Chai, Hong Kong Island, HKQuick Apply
Head of Compliance | Asset Management, Confidential Hire | HK$80-85K
King Deux Search & ConsultingHong Kong, Hong KongQuick Apply
- Promoted
Relocate to Malta Service Delivery Manager (Consulting / Big4)
Black Pen RecruitmentMacau, Macau, Macau Our client’s Microsoft Business Solutions team is a Microsoft Gold Partner and leader in Microsoft software implementations for medium to large organisations, providing their clients with the abili...Show moreLast updated: 30+ days ago
Head of Compliance
AscendEXHong Kong, Hong Kong, HKQuick Apply