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FSO - Risk Consulting - NFR (Regulatory Compliance) - Manager or above - HK

EYHong Kong, Hong Kong / 香港特别行政区, CN

17 days ago

Job description

EY’s wide breadth of services of FSRM including, but not limited to :

Undertaking risk management advice, remediation and transformation
Conducting risk management framework design and operational effectiveness
Regulatory and compliance consulting
Enterprise risk and controls consulting
Professional risk support for consulting, internal and external audit services
Future operating models
Responding to regulatory criticism and regulatory preparedness
Providing guidance on current and emerging control practices
Advising clients on risk culture, conduct and accountability regimes and practices
Conducting important proactive assessments and assurance around the effectiveness of controls and company processes, while also providing objective consulting support

Your key responsibilities

Lead EY projects with respect to :

Provide strategic sourcing services related to regulatory compliance, AML, corporate governance, enterprise risk management, internal controls and internal audit, to our clients in financial services (FS) industry

Assist organizations to maintain effective and efficient controls, in order to manage organizational and strategic risks

Provide advisory services to functional management and Audit Committee on business risk profile and status or trend of related business internal controls

Conduct internal audits and special reviews on complex or high risk sites, in multiple disciplines across the business

Qualifications, Education and Certification

To qualify, candidates must have :

University graduate with a minimum of 5 years of relevant working experience :

with banking, insurance, securities, investment banking, or other financial institutions;

or with regulatory bodies, such as the Securities & Futures Commission of Hong Kong (SFC) and Hong Kong Monetary Authority (HKMA), or as a regulator in financial institutions

with other Accounting / Consulting firms

Familiar with regulatory requirements for Financial Services industry

Familiar with the businesses and the operational workflow

Familiar with consulting methodologies and requirements

Relevant professional qualifications, including Certified Public Accountant (CPA), Certified Internal Auditor (CIA) etc, are preferred

Working experience in internal audit, compliance or risk department is highly preferred

Logical thinker, analytical with good planning and organizational skills

Strong presentation skills and proficiency in the use of PowerPoint, Word and Excel

Excellent command of spoken and written English

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Regulatory Compliance • Hong Kong, Hong Kong/香港特别行政区, CN