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FSO - Risk Consulting - NFR (Regulatory Compliance) - Manager or above - HK
EYHong Kong, Hong Kong / 香港特别行政区, CN13 天前
职位描述Provide strategic sourcing services related to regulatory compliance, AML, corporate governance, enterprise risk management, internal controls and internal audit, to our clients in financial services (FS) industry Assist organizations to maintain effective and efficient controls, in order to manage organizational and strategic risks Provide advisory services to functional management and Audit Committee on business risk profile and status or trend of related business internal controls Conduct internal audits and special reviews on complex or high risk sites, in multiple disciplines across the business University graduate with a minimum of 5 years of relevant working experience : with banking, insurance, securities, investment banking, or other financial institutions; or with regulatory bodies, such as the Securities & Futures Commission of Hong Kong (SFC) and Hong Kong Monetary Authority (HKMA), or as a regulator in financial institutions with other Accounting / Consulting firms Familiar with regulatory requirements for Financial Services industry Familiar with the businesses and the operational workflow Familiar with consulting methodologies and requirements Relevant professional qualifications, including Certified Public Accountant (CPA), Certified Internal Auditor (CIA) etc, are preferred Working experience in internal audit, compliance or risk department is highly preferred Logical thinker, analytical with good planning and organizational skills Strong presentation skills and proficiency in the use of PowerPoint, Word and Excel Excellent command of spoken and written English
EY’s wide breadth of services of FSRM including, but not limited to :
- Undertaking risk management advice, remediation and transformation
- Conducting risk management framework design and operational effectiveness
- Regulatory and compliance consulting
- Enterprise risk and controls consulting
- Professional risk support for consulting, internal and external audit services
- Future operating models
- Responding to regulatory criticism and regulatory preparedness
- Providing guidance on current and emerging control practices
- Advising clients on risk culture, conduct and accountability regimes and practices
- Conducting important proactive assessments and assurance around the effectiveness of controls and company processes, while also providing objective consulting support
Your key responsibilities
Lead EY projects with respect to :
Qualifications, Education and Certification
To qualify, candidates must have :
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Regulatory Compliance • Hong Kong, Hong Kong/香港特别行政区, CN
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