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Type 9 Responsible Officer – Real Estate Fundraising
Gough RecruitmentHong Kong16 days ago
Job descriptionBachelor’s degree in Finance, Business Administration, or a related field. Minimum 9 years of experience in asset management or financial services. Proven experience as a Responsible Officer in a Type 9 licensed entity. In-depth knowledge of SFC regulations andpliance requirements. Strong analytical, decision-making, and interpersonal skills. Professional certifications (, CFA, CPA) are preferred. Excellentmand of spoken & written English and Cantonese / Mandarin
Responsibilities
- Act as the Type 9 RO under the SFC, ensuring fullpliance with all relevant regulations and guidelines.
- Develop and implement internal policies and procedures to meet SFC licensing requirements.
- Liaise with the SFC and other regulatory bodies, managing submissions and responding to inquiries.
- Oversee the management of real estate investment portfolios.
- Ensure investment strategies align with client objectives and risk profiles.
- Monitor market conditions and portfolio performance, providing strategic insights to senior management.
- Conduct regularpliance audits and risk assessments.
- Identify and mitigate potential regulatory and operational risks.
- Provide training and support to staff onpliance matters and regulatory updates.
- Maintain accurate records and documentation as required by the SFC.
- Foster strong relationships with clients through effectivemunication and service delivery.
Qualifications :
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Officer • Hong Kong