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Type 9 Responsible Officer – Real Estate Fundraising

Type 9 Responsible Officer – Real Estate Fundraising

Gough RecruitmentHong Kong
14 days ago
Job description

Responsibilities

  • Act as the Type 9 RO under the SFC, ensuring fullpliance with all relevant regulations and guidelines.
  • Develop and implement internal policies and procedures to meet SFC licensing requirements.
  • Liaise with the SFC and other regulatory bodies, managing submissions and responding to inquiries.
  • Oversee the management of real estate investment portfolios.
  • Ensure investment strategies align with client objectives and risk profiles.
  • Monitor market conditions and portfolio performance, providing strategic insights to senior management.
  • Conduct regularpliance audits and risk assessments.
  • Identify and mitigate potential regulatory and operational risks.
  • Provide training and support to staff onpliance matters and regulatory updates.
  • Maintain accurate records and documentation as required by the SFC.
  • Foster strong relationships with clients through effectivemunication and service delivery.

Qualifications :

  • Bachelor’s degree in Finance, Business Administration, or a related field.
  • Minimum 9 years of experience in asset management or financial services.
  • Proven experience as a Responsible Officer in a Type 9 licensed entity.
  • In-depth knowledge of SFC regulations andpliance requirements.
  • Strong analytical, decision-making, and interpersonal skills.
  • Professional certifications (, CFA, CPA) are preferred.
  • Excellentmand of spoken & written English and Cantonese / Mandarin
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    Officer • Hong Kong