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Manager / Assistant Manager, Compliance (Central Compliance)
Dah Sing Financial GroupHong Kong7 days ago
Job descriptionDegree holder, preferably in Laws, Finance, Banking or possess related professional qualifications; A minimum of 6 years' hands on experience in financial services industry preferably withpliance monitoring and testing or audit experiences in banking industry; Familiar with financial services related laws or regulation and operations; Professional qualification such as Certified Banker (CB), or ECF onpliance is preferable. Analytical minded, responsible, self-motivated, and meticulous; Team player and able to work independently; Goodmunication and written skills in both English and Chinese; Proficient in MS Word, including Word, Excel and PowerPoint; Candidate with less experience will be considered as Assistant Manager.
Responsibilities
- Review and give advice on data privacy, deposit protection, Code of Banking Practice, technology risk and any other bankingpliance related documents, workflow, procedures and guidelines;
- Conduct independentpliance reviews and assessments to ensure the effectiveness of policies and internal controls framework; identify, inspect, and report internal control weaknesses and rmend corrective actions or enhancements for implementation;
- Review marketing materials, the gap analyses and self-assessmentspleted by business units;
- Supportpliance team in preparing materials for regulatory trainings;
- Handle day-to-daypliance related tasks as assigned;
- Perform ad hoc projects as assigned from time to time.
Requirements :
Please note that only shortlisted candidates will be notified.
Job ID 3434
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Compliance Manager • Hong Kong
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