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Manager / Assistant Manager, Compliance (Central Compliance)

Dah Sing Financial GroupHong Kong

30 天前

职位描述

Responsibilities

Review and give advice on data privacy, deposit protection, Code of Banking Practice, technology risk and any other bankingpliance related documents, workflow, procedures and guidelines;
Conduct independentpliance reviews and assessments to ensure the effectiveness of policies and internal controls framework; identify, inspect, and report internal control weaknesses and rmend corrective actions or enhancements for implementation;
Review marketing materials, the gap analyses and self-assessmentspleted by business units;
Supportpliance team in preparing materials for regulatory trainings;
Handle day-to-daypliance related tasks as assigned;
Perform ad hoc projects as assigned from time to time.

Requirements :

Degree holder, preferably in Laws, Finance, Banking or possess related professional qualifications;

A minimum of 6 years' hands on experience in financial services industry preferably withpliance monitoring and testing or audit experiences in banking industry;

Familiar with financial services related laws or regulation and operations;

Professional qualification such as Certified Banker (CB), or ECF onpliance is preferable.

Analytical minded, responsible, self-motivated, and meticulous;

Team player and able to work independently;

Goodmunication and written skills in both English and Chinese;

Proficient in MS Word, including Word, Excel and PowerPoint;

Candidate with less experience will be considered as Assistant Manager.

Please note that only shortlisted candidates will be notified.

Job ID 3434

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Manager Compliance • Hong Kong