Infini Capital Management LimitedHong Kong, Hong Kong, HK
1 day ago
Job type
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Job description
Key Responsibilities
Develop and implement a comprehensive trade surveillance framework that ensures compliance with regulations across all markets and jurisdictions we trade.
Conduct day-to-day monitoring of trading activities to identify potential compliance issues, market abuse, insider trading, or other irregularities
Investigate alerts and escalate issues to senior compliance officers when necessary
Maintain up-to-date knowledge of regulatory changes and requirements across relevant jurisdictions
Prepare regular surveillance reports for management and regulatory submissions
Collaborate with portfolio managers and trading teams to provide guidance on compliance matters
Assist in the development and enhancement of internal policies and procedures related to trade surveillance
Participate in regulatory examinations and audits as needed
Requirements
Required Qualifications
Bachelor’s degree in Finance, Economics, Business, or related field
3–5 years of experience in trade surveillance, compliance, or risk management within foreign banks or hedge funds
Strong understanding of hedge fund trading strategies, and experience working in a hedge fund or proprietary trading environment
Knowledge of regulatory frameworks (e.g., SFC, SEC, CME, FINRA, MiFID II, and other relevant regulations)
Strong communication skills with ability to interact with traders, portfolio managers, and senior management
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