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Trade Surveillance Monitoring Specialist

Trade Surveillance Monitoring Specialist

Infini Capital Management LimitedHong Kong, Hong Kong, HK
1 day ago
Job type
  • Quick Apply
Job description

Key Responsibilities

  • Develop and implement a comprehensive trade surveillance framework that ensures compliance with regulations across all markets and jurisdictions we trade.
  • Conduct day-to-day monitoring of trading activities to identify potential compliance issues, market abuse, insider trading, or other irregularities
  • Investigate alerts and escalate issues to senior compliance officers when necessary
  • Maintain up-to-date knowledge of regulatory changes and requirements across relevant jurisdictions
  • Prepare regular surveillance reports for management and regulatory submissions
  • Collaborate with portfolio managers and trading teams to provide guidance on compliance matters
  • Assist in the development and enhancement of internal policies and procedures related to trade surveillance
  • Participate in regulatory examinations and audits as needed

Requirements

Required Qualifications

  • Bachelor’s degree in Finance, Economics, Business, or related field
  • 3–5 years of experience in trade surveillance, compliance, or risk management within foreign banks or hedge funds
  • Strong understanding of hedge fund trading strategies, and experience working in a hedge fund or proprietary trading environment
  • Knowledge of regulatory frameworks (e.g., SFC, SEC, CME, FINRA, MiFID II, and other relevant regulations)
  • Strong communication skills with ability to interact with traders, portfolio managers, and senior management
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    Specialist • Hong Kong, Hong Kong, HK

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