Trade Surveillance Monitoring Specialist

Key Responsibilities

• Develop and implement a comprehensive trade surveillance framework that ensures compliance with regulations across all markets and jurisdictions we trade.
• Conduct day-to-day monitoring of trading activities to identify potential compliance issues, market abuse, insider trading, or other irregularities
• Investigate alerts and escalate issues to senior compliance officers when necessary
• Maintain up-to-date knowledge of regulatory changes and requirements across relevant jurisdictions
• Prepare regular surveillance reports for management and regulatory submissions
• Collaborate with portfolio managers and trading teams to provide guidance on compliance matters
• Assist in the development and enhancement of internal policies and procedures related to trade surveillance
• Participate in regulatory examinations and audits as needed

Requirements

Required Qualifications