Bachelor Degree holder or above, major in Business, Finance or related disciplines Minimum 4 years of solid banking experience Preferred exposure in Financial Crime Compliance. experience in..
Currently assisting an established insurance company to recruit for Financial Crime Compliance Manager.. Due to its high standard on Compliance standards, a rare opportunity has become available for the most..
Sub service lines) within Tax include Business Tax Services, Global Compliance and Reporting, Human.. Manager, you'll make technical contributions to business tax compliance and tax advisory engagements..
Our client, a Top tier PRC investment bank , is now looking for an IBD Compliance to join them.. Provide compliance advisory for HK IPO Sponsor projects' DD materials, draft prospectus, project files..
Responsibilities Oversee policies and controls designed to ensure compliance on regulatory requirements.. Conduct periodic internal reviews or audits to ensure that compliance procedures are followed. Conduct..
Required to have prior SFC regulatory working experiences. Very strong in wealth management product due diligence and compliance experiences. Fluent in Mandarin is a..
Your new role Acting as the Compliance Manager in Hong Kong, you will be reporting directly to the.. Over 7 years of risk, compliance, governance experience in the insurance sector. Strong knowledge of..
Responsibilities. Assist in formulating and maintaining compliance policies and procedures Perform compliance investigation, checking, monitoring and review Ensure that the Bank's operations..
Responsibilities. General compliance responsibilities i.e. investment compliance, regulatory reporting.. vendors. Liasie with regulatory bodies i.e. SFC, SEC etc. Conduct compliance training with internal..
For this role, you are expected to have a minimum of 6 years of compliance experience and be currently.. review business activities and new initiatives to ensure compliance with regulatory requirements Keep..
Develop and keep abreast of compliance policies and procedures based on regulatory changes 6. Handle.. Handle other compliance matters or assist projects as assigned from time to time Requirements 1..
We pledge to make Prudential a place where you can Connect, Grow, and Succeed.This role will support the Company's success by overseeing compliance to applicable laws, regulatory requirements..
Internal control review, policies and procedures, risk and compliance advisory and other independent.. you would have project experience in one or more of these areas Regulatory compliance reviewHKMA..
Facilitate transactions in all business line by providing sanctions advisory support. Work closely with relevant local compliance teams in establishment of appropriate sanctions controls..
Legal & Compliance (real estate. propertysupervision experience Responsibilities. Provide practical.. Review and revise compliance manuals, policies, procedures and systems to keep abreast of new and..
Act as coordinator for the compliance & sustainability team on operational and administrative tasks.. Tracks progress toward compliance & sustainability goals and reports results to customers & business..
Work closely with Global Head of Financial Crime Compliance and Global Financial Crime Compliance team.. As a full time employee, compliance with the workplace policy means working with your direct manager to..
This person will be running several risk and compliance initiatives across the APAC region, representing.. This candidate must have. 10 15. years working experience Experience in risk, compliance and or privacy..
Assisting in critical day to day tasks as part of the operations of the team you are attached to. Perform research work in ad hoc areas of finance, operational risk, and compliance. Present your..
Primary PurposeSupport the Chief Compliance Officer in overseeing compliance activities for Chubb's.. Contribute to a culture of compliance and continuous improvement on compliance and ethical issues..
Manager, Corporate Compliance Major Job Responsibilities The role supports Chief Compliance Officer to ensure the company's Personal Data Privacy Policy and the relevant control measures are in..
The practice focuses on key risk areas relating to strategic level, operational, financial and regulatory compliance.KPMG's Consulting Services has grown substantially since its establishment..
Manager Ethics & Compliance, you will report to the VP, Global Compliance. You will be the senior.. ResponsibililitiesFunction as part of the Global Compliance function, helping to develop and implement..
Responsibilities Support the development of a compliance strategy and guidelines to support the firms.. Qualifications 5. years of experience in compliance, business controls, operations and regulatory..
Act as coordinator for the compliance & sustainability team on operational and administrative tasks.. Tracks progress toward compliance & sustainability goals and reports results to customers & business..
Join us in this journey to make your career even more fulfilling and rewarding. Role PurposeThe Manager, Risk and Regulatory Compliance (MRRC) is responsible for implementing the corporate risk..