Responsibilities. Compliance. Ensure compliance with all applicable SFC regulations, rules, and.. Develop and implement policies, procedures, and controls to ensure ongoing compliance with regulatory..
About the team Financial Crime Compliance Section consists of the AML & Sanction Advisory Team, KYC.. Ensure the implementation and maintenance of a robust sanctions compliance program. Ensure the..
Team. Develop and maintain compliance strategies and implement effective compliance. programs that best.. A bachelor's degree or demonstrable industry experience. Experience working within a Compliance Advisory..
The Company A well established Chinese bank is looking for a Senior Financial Crime Compliance Manager.. The Role Develop and maintain a robust financial crime compliance framework in accordance with local and..
Risk and Compliance Hang Seng's Risk and Compliance ("RKM") strives to maintain a well balanced risk.. We are currently seeking high caliber professionals to join our department as Compliance Advisory..
Job Description. 崗位描述 根據香港證監會要求 持續落實公司合規相關工作 識別和評估相關合規風險 確保公司業務符合香港監管要求. 協助公司牌照和個人牌照的申請 即負責人員及代表. 安排持續的專業培訓課程 並保持CPT記錄. 定期審查和更新客戶接受政策和客戶識別程式. 執行KYC盡職調查 並形成風險分析. 定期向總部草擬合規報告. 使用最新的監..
Will be working along with head of legal Needs to have strong global markets (sales and trading) SFC compliance leadership experiences..
Hand insight into the compliance career path within a leading global asset management firm.. The positions will be based in Hong Kong with opportunities to work with the broader compliance team in..
A leading US financial institution is looking for a regulatory compliance professional handling.. Requirements Minimum 3 years of experience in regulatory compliance within financial services industry..
Job Responsibilities. Facilitate and monitor compliance with the firm's Code of Conduct and other core.. Serve as the primary point of contact for general compliance inquiries from employees. Assist with..
You will be tasked to support, review and develop various risk and compliance policies and procedures.. You will also be tasked with supporting different compliance related system projects and initiatives..
Compliance Manager Senior Manager. Responsibilities. Compliance Policy and Procedures. Develop and.. Conduct internal audits and monitoring of business processes and operations to ensure compliance with..
Degree holder in Accounting. Business Administration Law, relevant business Degree Working experience in corporate compliance management or audit and control assurance or strategic business..
Lead and plan regular independent control assessments to evaluate compliance with applicable.. Conduct training sessions to promote IT risk and control awareness and track compliance with established..
The Regulatory Compliance Officer will support general business and regulatory compliance matters for.. The primary responsibilities include managing and administering the firm's compliance programme covering..
Be able to align with other banking compliance team's staff within the division if there is such.. The role primary is on AML CFT, but potentially touch on other general compliance matters related to the..
A reputable insurer is in the search for an experienced Compliance Director. HK focused role. In this.. The Role. The role entails taking on ownership in enhancing overall Compliance capabilities as the..
About the Role As a Senior Markets Compliance Manager in our Hong Kong Compliance team you'll play a key.. Execute the compliance service delivery with goal to achieve the bank's purpose as well as strategic..
Perform compliance control and monitoring programs including but not limited to control room, AML.. Assist in handling investigations and surveys received from regulators. Handle other compliance matters..
Responsibilities. General compliance responsibilities i.e. investment compliance, regulatory reporting.. vendors. Liasie with regulatory bodies i.e. SFC, SEC etc. Conduct compliance training with internal..
Responsibilities. Develop and execute a risk based annual compliance review plan, compliance review.. Conduct compliance reviews, monitor and report on compliance issues and trends. Conduct comprehensive..
Job Responsibilities Formulate, update, amend and implement policy and procedures on operational risk management and operational resilience. Provide support to the implementation o..
Scope of Responsibilities. To design and implement compliance programs to address market conduct, meet.. Finance. Law Minimum 5 years or above experience in compliance from renowned life insurance companies or..
Sub service lines) within Tax include Business Tax Services, Global Compliance and Reporting, Human.. Manager, you'll make technical contributions to business tax compliance and tax advisory engagements..
Bachelor Degree holder or above, major in Business, Finance or related disciplines Minimum 4 years of solid banking experience Preferred exposure in Financial Crime Compliance. experience in..
Our client, an esteemed Regional Corporate Bank, is looking for an AVP to join their compliance.. Responsibilities. Conduct effective, objective, risk based compliance monitoring activities pursuant to..