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Senior Compliance Manager

Senior Compliance Manager

Infini Capital Management LimitedCentral, Central, HK
30 天前
职位类型
  • Quick Apply
职位描述
  • Compliance housekeeping matters – Maintain accurate records and documentation relating to corporate and compliance activities, including PA trading and conflicts
  • Regulatory reporting – Ensure and track compliance with relevant regulations, including CFTC, SEC, SFC, or AMAC-related filings
  • Assist in broker account opening KYC process and review of derivatives agreements
  • Regularly update and maintain compliance policies
  • Assist in the preparation of gap analysis and reports to senior management and regulatory agencies on the Company’s overall compliance framework
  • Trade surveillance – pre and post-trade monitoring, trade error review, and trade incident investigation and reporting
  • Stay up-to-date on changes to relevant legal and regulatory requirements and industry standards
  • Promote Infini’s compliance awareness and compliance culture and contribute to training topics and presentations
  • Review basic agreements with counterparties
  • Handle Ad hoc compliance projects

    • Requirements

    • 7+ years of hedge fund compliance (experience from other buy-side firms will be an advantage)
    • University degree in a relevant field or law-related background will be an advantage
    • Be able to work independently and complete tasks in a timely manner
    • Working knowledge of (i) the SFO and subsidiary regulations; and (ii) other regulations such as MAS, SEC, AMAC
    • Familiarity with derivatives will be an advantage
    • Familiarity with Bloomberg, Charles River, Enfusion, EZE, or other compliance / OMS systems will be an advantage
    • Strong work ethic, communications, and interpersonal, analytical, and presentation skills
    • Ability to work with minimal supervision, proactively, and follow tight deadlines
    • Good command of written and spoken English and Mandarin
    • Candidates with less experience will be considered as Compliance Manager
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    Manager Manager • Central, Central, HK

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