Assistant Vice President, Legal (Legal Counsel) (Ref: 09861-LGLAVP-KGI)
KGI Asia • Wanchai, HK
30 天前
职位描述
Responsibilities
- To provide legal advice and support to the firm and business units regarding legal and regulatory matters on a day-to-day basis in relation to securities, futures, virtual assets, digital wealth management, asset management and insurance businesses, back office operations and ad hoc projects.
- To prepare, review and handle legal documentation
- To assist in handling litigation matters
- To instruct and liaise with external lawyers and professional consultants
- To report to the senior management on legal issues, where needed
- To supervise handling of deceased clients’ and bankrupt clients’ accounts
- To help liaise with regulatory and government authorities, where needed
Requirements
- A law degree with honors from HK
- Minimum 3 years of PQE working experience in legal and financial services field
- Familiar with laws, rules and regulations relating to securities and futures brokerage businesses and personal data protection; advantageous to have legal and regulatory knowledge relating to dealing in virtual assets
- Attention to details, and high accuracy
- Proficiency in computer skills (MS word, Excel)
- Proficiency in written and spoken English, Chinese and Putonghua