你所在的国家不提供此工作机会。
Senior Compliance Manager, Equities Compliance, Compliance
CITIC CLSAHong Kong30 天前
职位描述Master degree or equivalent degree is preferred, ideally in business, accounting or law Minimum 10 years of relevant work experience in the financial services industry inpliance or internal audit and / or with a securities exchange or regulator In depth knowledge of Hong Kong regulatory andpliance requirements Sound working knowledge of cash equities and equities derivatives business Strong analytical skills, detail-oriented Able tomunicate efficiently and effectively, fluent English, Cantonese and Mandarin (advantageous) Demonstrate team working ability, is dependable and self-motivated with ownership mentality.
Responsibilities
- Advisory – Provide advice on regulatory interpretation andpliance issues in the coverage area
- New business initiatives – Review and provide input to new business and infrastructure initiatives from a local regulatory and best practice perspective.
- Reviews and monitoring – Provide guidance to team member on conductingpliance monitoring to access business’s ongoingpliance with keypliance
- Regulatory enquiry – Handling regulatory enquiry and manage relationship with regulators.
- Training – Provide training to business units
Requirements
Job ID JR001561
为此搜索创建职位提醒
Compliance Manager • Hong Kong
相关职位
As the DeFi Technical Lead, you will drive the end-to-end design and development of multi-chain decentralized finance (DeFi) applications, including Real World Assets (RWA), lending protocols, DEXs...展示更多最后更新时间： 4天前
Compliance housekeeping matters – Maintain accurate records and documentation relating to corporate and compliance activities, including PA trading and conflicts.
Regulatory reporting – Ensure and t...展示更多上次更新时间：30 天前
The Financial Services ARM is responsible for the quality of enhanced due diligence reports produced for financial services clients.
He / she will be responsible for a team of VANTAGE researchers to e...展示更多最后更新时间： 2天前
Zeal Group is an award-winning FinTech organisation offering a variety of products.Established in 2017, we have rapidly expanded to a team of over 700 employees globally 🌎.With our headquarters in...展示更多最后更新时间： 3天前
As the MLRO & Compliance Officer for our Hong Kong operations, you will be the appointed Money Laundering Reporting Officer under the Anti-Money Laundering and Counter-Terrorist Financing Ordin...展示更多上次更新时间：30 天前
As the Assistant Manager / Manager / Senior Manager of Portfolio Management – China, you will play a pivotal role in building and overseeing client relationships, ensuring that our tailored solutio...展示更多最后更新时间： 21天前 As the technical decision-maker for the exchange's fund clearing and settlement system, you will be responsible for building an efficient, secure, and scalable clearing and settlement system to ens...展示更多最后更新时间： 4天前 
Through proprietary software and AI, along with a focus on customer delight, Sleek makes the back-office easy for micro SMEs.
We give Entrepreneurs time back to focus on what they love doing - growi...展示更多最后更新时间： 25天前
Control Risks is seeking an experienced candidate to join its rapidly growing Cyber Protect team in our key Hong Kong market.
This is a unique opportunity to work in a highly capable and truly globa...展示更多上次更新时间：30 天前 
We are seeking a hands-on, versatile, and entrepreneurial Managing Director to lead our client’s Purchasing Office in Shenzhen.
This role is critical to strengthening the company’s supply chain oper...展示更多最后更新时间： 22天前
Our purpose is simple - we are here to bring back the good of insurance : protecting people and their families.By combining our deep domain expertise and our modern proprietary technology, we s...展示更多上次更新时间：30 天前 Lead the design and implementation of core DeFi protocol modules.Develop and maintain secure, efficient smart contracts in Solidity or Rust.
Optimize contract gas costs and runtime performance acros...展示更多最后更新时间： 4天前 
Endowus is an award-winning independent fee-only wealth & fund platform.Licensed in Singapore (MAS 101051) and Hong Kong (SFC BQR225), Endowus is the first digital advisor in the region to span...展示更多上次更新时间：30 天前
Blockchain Tech Lead - DeFi
moomooShenzhen, Guangdong Province, CNQuick Apply
Senior Compliance Manager
Infini Capital Management LimitedCentral, Central, HKQuick Apply
Associate Research Manager - Financial Services
Control RisksHong Kong, Hong Kong, HKQuick Apply
Global Compliance Manager (CFD / Web3)
Zeal GroupHong Kong, Hong Kong, HKQuick Apply
MLRO & Compliance Officer - Fintech
PapelHong Kong, Hong Kong, HKQuick Apply
- 推广
Finance Manager (International Law Firm)
Atticus Legal RecruitmentHong Kong, Hong Kong Finance Manager, Hong Kong | International Law Firm.A global tier law firm is seeking a Finance Manager to oversee the full spectrum of finance functions in their Hong Kong office.This includes ma...展示更多上次更新时间：30 天前
Assistant Manager, Portfolio Management - China
GoGlobalShenzhen, Guangdong Province, CNQuick Apply
Engineering Lead, Clearing & Settlement (Web 3)
moomooShenzhen, Guangdong Province, CNQuick Apply
Lead Compliance Officer
SleekHKQuick Apply
- 推广
Senior Compliance Officer
Worthington LegalHong Kong, Hong Kong We are instructed by an international law firm who are looking to add a Senior Compliance Officer to their team.This is a management position and will involve allocating workloads and identifying a...展示更多上次更新时间：30 天前
Valuation and Advisory Services (Multiple Seniority)
CBREHong Kong, Hong Kong Generate and execute valuation assignments, carrying out project feasibility studies and other consulting work for both private and public sector.
Strong attention to the due diligence process to en...展示更多上次更新时间：30 天前
Associate Director - Digital Risks
Control RisksCentral, Hong Kong Island, HKQuick Apply
Managing Director - Purchasing Office
Personal ConnectShenzhen, 44, cnQuick Apply
Senior Manager, Underwriting
Bowtie Life Insurance Company LimitedWan Chai, Hong Kong Island, HKQuick Apply
Senior Blockchain Engineer - DeFi
moomooShenzhen, Guangdong Province, CNQuick Apply
- 推广
Consultant and Associate, Experienced Hire, Full-time, Greater China
Boston Consulting GroupShenzhen, Greater China Shanghai | Beijing | Shenzhen | Hong Kong | Taipei.Boston Consulting Group partners with leaders in business and society to tackle their most important challenges and capture their greatest opportu...展示更多最后更新时间： 16天前
- 推广
Funds Senior Associate
Worthington LegalHong Kong, Hong Kong SAR, Hong Kong Our client is a leading global law firm who are looking to grow their funds practice in Asia.This is an excellent opportunity for experienced funds lawyers to join a growing team working for a high...展示更多上次更新时间：30 天前
Senior Analyst / Associate - Equities, HK
EndowusChinachem Hollywood Centre, Hollywood Rd, Hong KongQuick Apply