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Compliance VP – Asset Management •NEW Headcount •

Compliance VP – Asset Management •NEW Headcount •

The Edge PartnershipHong Kong, Hong Kong
30 天前
职位描述

Key responsibilities

  • Updating and maintaining compliance policies and procedures in line with relevant regulations
  • Monitor regulatory changes from SFC, SEC and CIMA and ensure the firm’s best practice is up to date
  • Provide advisory, training and guidance to staff on compliance-related matters
  • Liaise with regulatory authorities and ensure timely correspondence on inquiries, audits, etc
  • Collaborate with internal teams to promote a culture of compliance throughout the organization.

Role requirements

  • Bachelor’s degree in business, finance, law, or a related field.
  • Around 7+ years of experience in compliance advisory from asset management firms
  • Knowledge and experience with hedge funds, private equity, fund of funds, etc is preferred
  • Solid experience in working with SFC, CIMA, SEC is a plus
  • Excellent communication and interpersonal skills
  • Proficiency in English and Mandarin (read & write) is a MUST