AML Hong Kong的职位
最后更新时间： 11天前
An innovative and agile multinational fintech is searching for a Compliance Manager to drive compliance initiatives, ensure regulatory adherence and function as the designated MLRO.We are most keen...展示更多上次更新时间：30 天前
If you believe in better, we’d love to hear from you.We are very keen to have the right candidate to exercise regional oversight over BU AML / CFT and Economic Sanctions Programs.Review and challenge...展示更多上次更新时间：30 天前
FWD Group is a pan-Asian life insurance business with more than 11 million customers across 10 markets, including some of the fastest-growing insurance markets in the world.FWD reached its 10-year ...展示更多上次更新时间：30 天前
At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application!.I...展示更多上次更新时间：30 天前
Senior Manager, Business Compliance & Control (Corporate Banking).To assume monitoring and control function of AML CFT area (or potentially other general compliance matters) and to take up the role...展示更多上次更新时间：30 天前
Leading Chinese Financial Services.This leading Chinese Financial Services is looking for seasoned KYC / Client Onboarding talent to join their team covering individual and / or institutional clients...展示更多上次更新时间：30 天前
Euro Exim Bank, an award-winning and high-performing global financial institution is seeking freelance-based professionals to sell trade finance services to exporters and importers worldwide.If you...展示更多最后更新时间： 29天前
Our client is a Renowned Chinese Corporate Bank.They are looking for someone to join as a AML Compliance Assistant Manager - Legal & Compliance Department.
Provide compliance advice and support ...展示更多上次更新时间：30 天前
Manager, AML Reporting & Compliance Client Services.Some of the things you’ll be doing : .Serves as the designated AML compliance officer, money laundering reporting officer and / or deputy money laund...展示更多上次更新时间：30 天前
Compliance Manager - Anti Financial Crime Compliace (Hong Kong).At Allianz Global Investors we foster a culture of professionalism, fulfilment, and an inclusive working environment.Do you want to b...展示更多最后更新时间： 11天前
FCRCO Associate
Morgan StanleyHong Kong Non-Japan Asia-Hong Kong-Hong Kong-Hong Kong.Central FunctionsEmployment Type : Full TimeJob Level : Associate.Morgan Stanley is a leading global financial services firm providing a wide range of inves...展示更多上次更新时间：30 天前
Assistant Vice President, Compliance
EFG InternationalHong Kong Main Duties and Responsibilities.Provide advisory support and challenge to ensure that Client Relationship Officers perform initial and ongoing customer due diligence in accordance with EFG Global ...展示更多上次更新时间：30 天前
Trade Finance Professional
SnaphuntHong Kong The magnetic force of our global sales team is the commission scheme ranging from 6.Your responsibilities will include : .
Your main task is to attract new clients (sales) involved in international tr...展示更多上次更新时间：30 天前
Compliance Manager / MLRO (Multinational Fintech)
Space ExecutiveHong Kongserp_jobs.job_card.permanent
Associate Director, FCC - Regional Oversight
AIAAIA Group, Hong Kong, HKserp_jobs.job_card.full_time
Asset Wealth Management Private KYC Group – Analyst / Associate, Hong Kong
Goldman SachsHong Kong, Hong Kong Our Asset Wealth Management Private KYC Group is seeking a professional who will work with our clients and partner with key stakeholders (Business, Financial Crime & Compliance, Legal, Operations, ...展示更多上次更新时间：30 天前
Hedge Fund Accounting, Senior Fund Accountant / Assistant Manager (Hong Kong)
Amethyst PartnersHong Kong Manage client relationships in hedge fund portfolios to provide quality fund services to them.Supervise fund accountants to ensure timely fund administration services and necessary controls are in ...展示更多上次更新时间：30 天前
Manager, Operation Risk, Life Operations
FWD Life Insurance CorporationHong Kongserp_jobs.job_card.full_time
Associate, AML / CFT APAC
Moody'sHong Kong At Moody's, we unite the brightest minds to turn today’s risks into tomorrow’s opportunities.We do this by striving to create an inclusive environment where everyone feels welcome to be who they ar...展示更多上次更新时间：30 天前
Transfer Agency Investor Onboarding Supervisor
Brown Brothers HarrimanHong Kongserp_jobs.job_card.full_time
Senior Manager, Business Compliance & Control (Corporate Banking)
CaptiareHong Kongserp_jobs.job_card.permanent
FSO - Consulting - BC - Financial Crime Compliance (FSRM) - Senior Associate - Hong Kong
EYHong Kong, Hong Kong / 香港特别行政区, CN FSO - Consulting - BC - Financial Crime Compliance (FSRM) - Senior Associate - Hong Kong.As a leading provider of integrated risk management and regulatory services to the banking and capital marke...展示更多上次更新时间：30 天前
Associate / AVP, KYC / Client Onboarding Analyst
Captar PartnersHong Kongserp_jobs.job_card.permanent
Trade Finance Professional
Euro Exim BankCity of Victoria, City of Victoria, HKQuick Apply
AML Compliance Assistant Manager - Legal & Compliance Department - Renowned Chinese Corporate Bank
JAC RecruitmentHong Kong SARserp_jobs.job_card.permanent
Consultant / Senior Consultant - Risk & Regulatory Compliance
Sia PartnersHong Kong, Hong Kong We are currently looking for a Senior Risk & Regulatory Compliance consultant from a Financial Services industry background (ideally with Management Consulting experience) to join our team in Hong ...展示更多上次更新时间：30 天前
Manager, AML Reporting & Compliance Client Services
Corporation Service CompanyHong Kongserp_jobs.job_card.full_time
Assistant Manager / Manager, AML Advisory
China Construction BankHong Kong TEXT_App_Title);Job Descriptions (English Only).展示更多上次更新时间：30 天前
Compliance Manager - Anti Financial Crime Compliace (Hong Kong)
AllianzGI GmbH / HK BranchHKserp_jobs.job_card.full_time
Senior Customer Due Diligence Officer
The Hong Kong Jockey ClubHong Kong The job holder is responsible for performing Customer Due Diligence (CDD) activities and co-ordinating the Know Your Customers (KYC) / Anti-Money Laundering (AML) efforts across the Club.Conducts d...展示更多上次更新时间：30 天前
你所在的国家不提供此工作机会。
FCRCO Associate
Morgan StanleyHong Kong30 天前
职位描述Minimum 3-5 years relevant training experience in BSA / AML and OFAC requirements in financial or banking industry Undergraduate degree in related field or an equivalent combination of training and experience Sufficient knowledge of AML regulatory requirements and expectations Strong research and analytical skills with attention to detail Strong analytical skills to identify and assess relevant AML risks including all screening results Strong writing skills to articulate customer’s EDD profile and analysis of AML risks imposed Basic knowledge of business, products, operations, systems and organization Basic knowledge of Microsoft Office tools (Word, PowerPoint, Excel, and Access) Ability to handle highly confidential information with appropriate discretion Associates assisting with complex cases : Ability to leverage investigative or due diligence skills to work on complex files Certification as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification / license – or certification within first 15 months of employment Take initiative, analyze, summarize, communicate effectively, and escalate issues to senior leadership appropriately Investigate, identify issues, impacts and trends to propose comprehensive solutions Multitask effectively and action matters promptly Work independently and in a team environment Handle highly confidential information with appropriate discretion Work in a high volume, fast paced environment Work in a matrixed organization; leveraging resources across the organization to complete deliverables Associates working on international files : Strong foreign language / translation skills in : Mandarin, Cantonese, Arabic
FCRCO Associate
Job Number : 3255733
Posting Date
Jul 22, 2024
Primary Location
Non-Japan Asia-Hong Kong-Hong Kong-Hong Kong
Central FunctionsEmployment Type : Full TimeJob Level : Associate
Description
Company Profile
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm’s employees serve clients worldwide including corporations, governments, and individuals from more than 1,200 offices in 43 countries.
As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence, and strong team ethics. Morgan Stanley can provide a superior foundation for building a professional career – a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.
Department Profile
The Financial Crimes Risk and Client Onboarding (“FCRCO”) Team sits within the Firm’s business line.It is responsible for identifying, assessing, and escalating potential money laundering and reputational risk issues associated with higher risk client types. The FCRCO Team is considered the first line of defense and supports the onboarding and enhanced due diligence processes for Morgan Stanley.
Primary Responsibilities
- Execute the end-to-end Enhanced Due Diligence (“EDD”) workflow of the EDD program focused on assessing AML risks related to new and existing clients to effectively mitigate potential AML risk exposure in accordance with internal policies and procedures
- Review EDD Profile and documentation (including all screening results) to evaluate the relevant risk factors driving the higher customer risk rating and document analysis, including rationale to approve or decline customer and draft summary statement
- Review risk-relevant matters associated with prospective clients identified during Client Due Diligence (CDD) and EDD processes to ensure continued knowledge of the existing client base and any material changes to client information
- Assist in preparing periodic reporting for senior stakeholders
- Assist on other special projects, as needed
Role will require in office attendance 5 days / week.
Qualifications
Qualifications
Experience Required :
Skills Required :
Ability to :
Additional Skills Desired :