Compliance & Operation Risk Manager (FinTech)

Responsibilities

• Effectively manages regulatory and operational risk exposures within thepany's operations by driving entity-level controls and implementing both internal and externalpliance measures to enhance overall Enterprise Risk Management.
• Develops, implements, and managespliance and operational risk monitoring programs, utilizing various tools and systems to accurately identify, measure, monitor, and escalate risk issues.
• Monitors the effectiveness of existing policies, processes, and systems, ensuring continuous improvement to maintain the firm's high standards.
• Ensures that the business adopts a risk-based approach when executing growth plans and developing new products or services.
• Works closely with all business heads to foster a positive andmercially focusedpliance culture.
• Conducts regulatory horizon scanning to ensure that the firm updates its existing frameworks and guidance in a timely manner.
• Stays informed about regulatory trends and developments that may impact business areas and provides advice on any significant effects on current activities.
• Assists in managing relationships between thepany's operations and regulators, industry associations, and external legal firms to ensurepliance with all regulatory and corporateernance requirements, as well as adherence to brand-building activities according to guidelines.

Position Requirements

Job ID VW-HC324