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Compliance & Operation Risk Manager (FinTech)

Compliance & Operation Risk Manager (FinTech)

ConnectedGroup LimitedHong Kong
9 天前
职位描述

Responsibilities

  • Effectively manages regulatory and operational risk exposures within thepany's operations by driving entity-level controls and implementing both internal and externalpliance measures to enhance overall Enterprise Risk Management.
  • Develops, implements, and managespliance and operational risk monitoring programs, utilizing various tools and systems to accurately identify, measure, monitor, and escalate risk issues.
  • Monitors the effectiveness of existing policies, processes, and systems, ensuring continuous improvement to maintain the firm's high standards.
  • Ensures that the business adopts a risk-based approach when executing growth plans and developing new products or services.
  • Works closely with all business heads to foster a positive andmercially focusedpliance culture.
  • Conducts regulatory horizon scanning to ensure that the firm updates its existing frameworks and guidance in a timely manner.
  • Stays informed about regulatory trends and developments that may impact business areas and provides advice on any significant effects on current activities.
  • Assists in managing relationships between thepany's operations and regulators, industry associations, and external legal firms to ensurepliance with all regulatory and corporateernance requirements, as well as adherence to brand-building activities according to guidelines.

Position Requirements

  • Minimum of 6 years of relevant experience inpliance and / or operational risk functions within the financial services sector, preferably in fintech.
  • Strong understanding of regulations in HK & China related to the financial services or factoring industry.
  • Proven experience in seniorpliance management roles.
  • Demonstrated capability to thrive in a technology-driven business environment.
  • Solidmercial acumen.
  • Analytical with a methodical work approach and excellent attention to detail.
  • Ability to identify and articulate various regulatory issues, providing practical, risk-based solutions to business and product teams.
  • Exceptionalmunication skills.
  • A self-starter and quick learner who can multitask, is resourceful, and able to work independently.
  • A change agent with an entrepreneurial and agile mindset.
  • A team player with strong interpersonal skills, attention to detail, and a focus on achieving results.
  • High energy and a desire to succeed;mitted to delivering exceptional results and following through onmitments.
  • Strong collaboration, consensus-building, problem-resolution, andmunication skills are essential.
  • Fluency in Cantonese, Mandarin & English is a must-have
  • Job ID VW-HC324

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