job details
about the company
Our client is a Leading European Investment Bank with expanding business globally
about the team
- Westernise culture
- English documentation & daily communication
about the job
To provide compliance advisory to global markets business, with a focus on FICC deskTo perform compliance monitoring on business activities and ensure completion of compliance reviewTo assess new business initiatives, product and transaction approvalsMaintain and modify control mechanisms to ensure compliance with laws and regulationsProvide compliance training to business and supporting staffsskills & experiences required
University Degree in Law, Accounting, Finance or relevant fieldMinimum 5 years market compliance experience. Candidates with more experience would be considered for VP levelKnowledge in global markets business and regulations. Knowledge of FICC products would be an advantageStrong command in spoken and written English and Chinese are requiredshow more
about the company
Our client is a Leading European Investment Bank with expanding business globally
about the team
Westernise cultureEnglish documentation & daily communicationabout the job
To provide compliance advisory to global markets business, with a focus on FICC deskTo perform compliance monitoring on business activities and ensure completion of compliance reviewTo assess new business initiatives, product and transaction approvalsMaintain and modify control mechanisms to ensure compliance with laws and regulationsProvide compliance training to business and supporting staffsskills & experiences required
University Degree in Law, Accounting, Finance or relevant fieldMinimum 5 years market compliance experience. Candidates with more experience would be considered for VP levelKnowledge in global markets business and regulations. Knowledge of FICC products would be an advantageStrong command in spoken and written English and Chinese are requiredshow more
key responsibilities
To provide compliance advisory to global markets business, with a focus on FICC desk
To perform compliance monitoring on business activities and ensure completion of compliance review
To assess new business initiatives, product and transaction approvals
Maintain and modify control mechanisms to ensure compliance with laws and regulations
Provide compliance training to business and supporting staffs
experience
7 years
skills
Compliance, global markets, advisory, FICC, fixed income, foreign exchange, secondary market
qualifications
University Degree holder
Minimum 7 years market compliance experience
Knowledge in global markets business and regulations. Knowledge of FICC products would be an advantage
education
Bachelor Degree
