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Assistant Vice President, Structured Product & Fixed Income
Hong Kong Exchanges and Clearing LimitedHong Kong16 天前
职位描述University Degree, preferably in Business, Financial Engineering, Economics or Law At least 8 years' relevant experience of which at least 2 years at a management / supervisory level in risk management,pliance, system development or control functions in investment banks, or financial services experience in the legal profession Good market knowledge in practices, regulations and operation of the structured products markets in Hong Kong or overseas Self-motivated, detail oriented and possess good project management, data analysis andmunication skills Goodmand of written and spoken English and Chinese
Responsibilities
- Lead daily processing of listing applications including review of term sheets and listing documents
- Carry out post-listing monitoring of issuers'pliance with rules and guidelines, including liquidity provision and publication obligations
- Conduct regular review on issuers' performance and suitability
- Assessplaints, review and analyse issuers' submissions and rmend appropriate follow up actions
- Liaise with issuers on product related matters such as adjustments to product's terms and conditions and annual programme update
- Prepare guidelines to enhance market transparency; and draft guidance to individual issuers to assist them in rulepliance
- Assist in policy and product development; conduct research of regulatory and market development in overseas jurisdictions
- Assist VPs in assessing waivers and novel applications and non-routine enquiries and provide rmendations
- Assist VPs and if necessary, represent SPFI in liaising with other internal units in operational initiatives, rule amendments, new product launch and other cross-departmental projects
- Supervise Associates in case follow-up and preparation of internal reports, statistics and case logs
- Identify areas of operational and system enhancements and manage system enhancement projects :
- Coordinate with internal and external parties for resources and schedule
- Collect requirements from users; prepare functional requirements and test plan; supervise Associates in performing UAT
- Prepare / update functional specifications and user manual
Requirements :
HKEX ismitted as an Equal Opportunity Employer. Diversity is one of our core values and we look to support, respect diverse perspectives, abilities, culture and experiences within our workplace.
Location :
HKEX - Exchange Square
Shift :
Standard - 40 Hours (Hong Kong SAR)
Scheduled Weekly Hours :
Worker Type :
Permanent Job ID R002535
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Assistant Vice President • Hong Kong