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Trade Surveillance Analyst - 6 Months Contract

Trade Surveillance Analyst - 6 Months Contract

Robert HalfCentral and Western District, HK
30 天前
职位描述

The Company

We are seeking a skilled Trade Surveillance Analyst to join our team. The ideal candidate will have 3-5 years of relevant experience in trade surveillance, specifically focusing on market integrity. This role involves conducting Level 2 investigations, reviewing transactions traded through the bank's systems and in the market, and identifying potential market abuses.

The Role

  • Monitor and review trades to ensure market integrity and compliance with regulatory standards.
  • Analyze alerts generated by the surveillance system, including but not limited to insider trading and spoofing.
  • Conduct investigations into alerts, documenting findings and disposing of alerts as necessary.
  • Collaborate with other teams to address identified issues and enhance surveillance processes.
  • Stay updated on market trends and regulatory changes impacting trade surveillance.

Your Profile

  • Experience in Trade Surveillance : Proven track record in trade surveillance activities and compliance.
  • Alert Management : Experience in investigating and disposing of trade surveillance alerts.
  • System Expertise : Proficient in using "SmartsBroker" (SMARTS), an industry-standard surveillance technology.
  • Apply Today

    To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.

    By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice : https : / / www.roberthalf.com.hk / privacy-statement. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.

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