Responsibilities
and Duties
- Report to Head of Regulatorypliance
- Provide timely advice on the regulatorypliance related matters focusing on Insurance Authority's regulated activities and / or insurance distribution activities
- Support the regulatorypliance function covering regulated activities
- Keep track of regulatory updates, establish and maintain regulatory register and identify gaps
- Advise, review and manage regulatory submissions, notifications andmunications, ensure timeliness, quality and proper record keeping
- Assist to formulate thepliance program and conduct thepliance review
- Act as second line of defense and provide constructive challenge to relevant stakeholders
- Manage relationship with internal audit, regulator
- Assist in otherpliance related tasks as assigned
Experience and Education :
Bachelor degree holder or aboveAt least 5 years' relevant experienceSolid knowledge in the banking and regulated activities including the insurance distribution regulatory requirementsSFCpliance experience is highly rmendedAttention to detailsGoodmand of English and ChineseFinal job title will be confirmed upon appointmentPersonal information collected is strictly for recruitment purpose only.