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Compliance Officer - Insurance

Compliance Officer - Insurance

PAO Bank LimitedHong Kong
10 天前
职位描述

Responsibilities

and Duties

  • Report to Head of Regulatorypliance
  • Provide timely advice on the regulatorypliance related matters focusing on Insurance Authority's regulated activities and / or insurance distribution activities
  • Support the regulatorypliance function covering regulated activities
  • Keep track of regulatory updates, establish and maintain regulatory register and identify gaps
  • Advise, review and manage regulatory submissions, notifications andmunications, ensure timeliness, quality and proper record keeping
  • Assist to formulate thepliance program and conduct thepliance review
  • Act as second line of defense and provide constructive challenge to relevant stakeholders
  • Manage relationship with internal audit, regulator
  • Assist in otherpliance related tasks as assigned

Experience and Education :

  • Bachelor degree holder or above
  • At least 5 years' relevant experience
  • Solid knowledge in the banking and regulated activities including the insurance distribution regulatory requirements
  • SFCpliance experience is highly rmended
  • Attention to details
  • Goodmand of English and Chinese
  • Final job title will be confirmed upon appointment
  • Personal information collected is strictly for recruitment purpose only.

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