Responsibilities
and Duties
- Report to Head of Regulatorypliance
- Provide timely advice on the regulatorypliance related matters
- Support the regulatorypliance function covering the regulated activities including the insurance distribution activities
- Keep track of regulatory updates, establish and maintain regulatory register and identify gaps
- Advise, review and manage regulatory submissions, notifications andmunications, ensure timeliness, quality and proper record keeping
- Assist to formulate thepliance program and conduct thepliance review
- Act as second line of defense and provide constructive challenge to relevant stakeholders
- Manage relationship with internal audit, regulator
- Assist in otherpliance related tasks as assigned
Experience, Qualifications and Skills
Bachelor degree holder or aboveAt least 5 years' relevant experienceSolid knowledge in the banking and regulated activities including the insurance distribution regulatory requirementsAttention to detailsGoodmand of English and Chinese