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Compliance and Control Manager WPB - Hang Seng Bank (HK)

Compliance and Control Manager WPB - Hang Seng Bank (HK)

Hang Seng Bank LimitedHong Kong
11 天前
职位描述

Job description

Some careers have more impact than others.

If you're looking for a career where you can make a real impression, join Hang Seng and discover how valued you'll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, Hang Seng offers opportunities, support and rewards that will take you further.

Risk &pliance

Our Risk andpliance function focuses on delivering effective risk management with strong subject matter expertise to facilitate safe and sustainable business growth. Our team actively manages a dynamic range of risk types. We collaborate closely with businesses, functional units, and regulatory bodies, to embed an effective andprehensive risk management framework, helping us remain a trusted partner to our customers, our investors, our regulators, and themunity that we serve.

We are currently seeking a high caliber professional to join our department as

Principal responsibilities

  • Providepliance advice on regulatory, product, sales process, conduct, controls & monitoring and marketing materials etc., to ensure fullpliance with the relevant regulatory requirements and Group Standards.
  • Provide rmendations to ensure that exposure to regulatory risks / issues are managed in a practical and effective manner.
  • Working with the Head of Regulatorypliance WPB Insurance and relevant stakeholders to create an effectivepliance plan to manage the identified risks and develop solutions for mitigation.
  • Review and advise on the rules / regulations / consultation papers issued by regulatory authorities to ensure timely and effective implementation.
  • Assist in fostering thepliance culture of the Bank.
  • Support the implementation and oversight of the businesses' policy andernance frameworks, procedures, practices and standards to ensure quality, effective risk management and regulatorypliance.

Requirements

  • Degree holder in Law, Accounting, Finance, Business Administration or other relevant discipline.
  • At least 5 years'pliance / regulatory / pliance related experience with 3 years in the area of insurancepliance preferred.
  • Experience in dealing with regulators, such as the Insurance Authority, the Hong Kong Monetary Authority, the Mandatory Provident Fund Schemes Authority and Securities and Futuresmission preferred.
  • Strongmunication and inter-personal skills, with experience of dealing with executives at all levels including the capacity to articulate the case for risk management and policy in the language of business.
  • Experience of dealing with regulatory matters and confident interaction with Regulators.
  • Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes.
  • You'll achieve more when you join Hang Seng Bank Limited.

    hangseng / careers

    linkedinpany / hang-seng-bank /

    Hang Seng ismitted to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities andpetitivepensation packages.

    Issued by Hang Seng Bank Limited.

    Job ID 0000LHGJ

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    Compliance Manager • Hong Kong

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