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Compliance and Control Manager WPB - Hang Seng Bank (HK)

Hang Seng Bank LimitedHong Kong

14 天前

职位描述

Job description

Some careers have more impact than others.

If you're looking for a career where you can make a real impression, join Hang Seng and discover how valued you'll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, Hang Seng offers opportunities, support and rewards that will take you further.

Risk &pliance

Our Risk andpliance function focuses on delivering effective risk management with strong subject matter expertise to facilitate safe and sustainable business growth. Our team actively manages a dynamic range of risk types. We collaborate closely with businesses, functional units, and regulatory bodies, to embed an effective andprehensive risk management framework, helping us remain a trusted partner to our customers, our investors, our regulators, and themunity that we serve.

We are currently seeking a high caliber professional to join our department as

Principal responsibilities

Providepliance advice on regulatory, product, sales process, conduct, controls & monitoring and marketing materials etc., to ensure fullpliance with the relevant regulatory requirements and Group Standards.
Provide rmendations to ensure that exposure to regulatory risks / issues are managed in a practical and effective manner.
Working with the Head of Regulatorypliance WPB Insurance and relevant stakeholders to create an effectivepliance plan to manage the identified risks and develop solutions for mitigation.
Review and advise on the rules / regulations / consultation papers issued by regulatory authorities to ensure timely and effective implementation.
Assist in fostering thepliance culture of the Bank.
Support the implementation and oversight of the businesses' policy andernance frameworks, procedures, practices and standards to ensure quality, effective risk management and regulatorypliance.

Requirements

Degree holder in Law, Accounting, Finance, Business Administration or other relevant discipline.

At least 5 years'pliance / regulatory / pliance related experience with 3 years in the area of insurancepliance preferred.

Experience in dealing with regulators, such as the Insurance Authority, the Hong Kong Monetary Authority, the Mandatory Provident Fund Schemes Authority and Securities and Futuresmission preferred.

Strongmunication and inter-personal skills, with experience of dealing with executives at all levels including the capacity to articulate the case for risk management and policy in the language of business.

Experience of dealing with regulatory matters and confident interaction with Regulators.

Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes.

You'll achieve more when you join Hang Seng Bank Limited.

hangseng / careers

linkedinpany / hang-seng-bank /

Hang Seng ismitted to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities andpetitivepensation packages.

Issued by Hang Seng Bank Limited.

Job ID 0000LHGJ

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Compliance Manager • Hong Kong