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Director, Product Compliance (Corporate Banking)

ALL-STAR AGENCYHong Kong

12 天前

职位描述

Responsibilities

Reporting into the Head ofpliance, the Productpliance Manager will take on apliance advisory role to internal business stakeholders to ensure new Structured Financingpliance with statutory and regulatory requirements for Corporate Banking business
Advise business stakeholders onpliance related matters and provide guidance to business on day-to-daypliance requirements
Monitor and assess product suitability to ensure alignment with client needs and regulatory requirements and standards
Review and update internal manuals, policies and procedures to ensure rules and regulations of HKMA are in place
Conduct regularpliance reviews and audits to identify and mitigate potential risks
Stay up to date with changes in regulatory requirements and industry's best practices
Identify training needs and helps develop training based on gaps identified throughpliance monitoring and testing
Collaborate with internal and external stakeholders to addresspliance issues and implement corrective actions

Requirements

10 years of experiences in regulatorypliance from Corporate Banking or Investment Banking

Strongmunication in English and Mandarin, and ability to work smoothly with various business stakeholders

Strong knowledge of investment suitability, generalpliance, and trade surveillance

In-depth understanding of regulatory requirements and industry standards

Bachelor Degree holder in finance, economics or law is preferred

Independent worker with high attention to detail

If you believe you have the relevant skill and experience and is interested in this position, kindly get in touch with Jack Leung at with your CV and contact details to engage in a confidential discussion.

Job ID 37608

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Compliance Compliance • Hong Kong