Responsibilities
- Reporting into the Head ofpliance, the Productpliance Manager will take on apliance advisory role to internal business stakeholders to ensure new Structured Financingpliance with statutory and regulatory requirements for Corporate Banking business
- Advise business stakeholders onpliance related matters and provide guidance to business on day-to-daypliance requirements
- Monitor and assess product suitability to ensure alignment with client needs and regulatory requirements and standards
- Review and update internal manuals, policies and procedures to ensure rules and regulations of HKMA are in place
- Conduct regularpliance reviews and audits to identify and mitigate potential risks
- Stay up to date with changes in regulatory requirements and industry's best practices
- Identify training needs and helps develop training based on gaps identified throughpliance monitoring and testing
- Collaborate with internal and external stakeholders to addresspliance issues and implement corrective actions
Requirements
10 years of experiences in regulatorypliance from Corporate Banking or Investment BankingStrongmunication in English and Mandarin, and ability to work smoothly with various business stakeholdersStrong knowledge of investment suitability, generalpliance, and trade surveillanceIn-depth understanding of regulatory requirements and industry standardsBachelor Degree holder in finance, economics or law is preferredIndependent worker with high attention to detailIf you believe you have the relevant skill and experience and is interested in this position, kindly get in touch with Jack Leung at with your CV and contact details to engage in a confidential discussion.
Job ID 37608