VP / FVP, Compliance (PB focused), Global Bank

Your newpany

We are now hiring a VP / FVP,pliance for a fast-growing global bank for theirpliance team to support thepliance function for their private banking (as well as Investment Banking) business.

Your new role

• You will report to the Head ofpliance and support the overallpliance function for the Private Banking / Investment Banking business of thepany.
• Deliver effectivepliance advice to internal business teams and provide clear, actionable guidance on regulatory matters.
• Prepare management reports that identify, assess, and track keypliance risks and emerging trends across the bank's business activities.
• Oversee and enhancepliance policies, manuals, and procedures to ensure alignment with the latest HKMA and SFC regulatory requirements and standards.
• Evaluate product and investment offerings for suitability, ensuring alignment with client profiles and adherence to regulatory standards.

Lead trade surveillance programs, ensuring early detection and resolution of potential regulatory breaches.

Execute targetedpliance audits and reviews to identify control weaknesses and drive timely remediation

Continuously monitor and analyse emerging regulatory developments impacting the bank, and proactivelymunicate relevant updates to key stakeholders in a timely and effective manner.

Identifypliance training gaps and spearhead the development of structured programs to address deficiencies.

What you'll need to succeed

What you need to do now